Aspetuck Financial Management LLC
Aspetuck Financial Management LLC is a registered investment adviser headquartered in Westport, Connecticut. Established as a boutique advisory firm, it serves a diverse range of clients including individuals (high net worth and others), retirement plans, and some corporate entities. As of the most recent SEC filings, the firm employs only one person, operates as a fiduciary for retirement accounts (such as solo 401(k)s and IRAs), and offers discretionary, personalized financial management. The firm is focused on delivering investment solutions that are in clients' best interests.
Investment Strategy
Aspetuck Financial Management LLC primarily employs a diversified, discretionary investment approach tailored for individuals (with a concentration on high-net-worth clients) and certain pensions or corporate accounts. The firm constructs portfolios with a mix of equities, fixed income, and ETFs, as evidenced by significant holdings in major technology stocks (NVIDIA, Microsoft, Apple), large-cap ETFs, and bond ETFs. The strategy reflects broad sector diversification and a bias toward liquid, publicly traded instruments. Its advisory philosophy emphasizes fiduciary duty, focusing on retirement planning and long-term wealth preservation.
Top Holdings
Equity Positions (72)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 12.54% | $16.6M | 105,301 | $134.45 | $157.99 | +$5.3M |
F FLRN | SPDR SERIES TRUST | 7.54% | $10.0M | 324,617 | $30.74 | $30.83 | -$20.3K |
M MSFT | MICROSOFT CORP | 5.11% | $6.8M | 13,618 | $421.52 | $497.41 | +$1.7M |
F FTEC | FIDELITY COVINGTON TRUST | 3.94% | $5.2M | 26,491 | $183.94 | $197.22 | +$967.0K |
I IJR | ISHARES TR | 3.70% | $4.9M | 44,919 | $115.22 | $109.29 | +$178.2K |