Richard Schwartz

Richard Scott Schwartz is Senior Vice President, Investments at B. Riley Wealth Management, based in Bronx, NY. In this role, he is responsible for providing strategic investment guidance and portfolio management for private clients, with a focus on risk-adjusted growth and wealth preservation. He advises high-net-worth individuals and families, as well as select institutional accounts, leveraging a comprehensive approach that integrates both tax and financial planning expertise.

Mr. Schwartz's career at B. Riley spans over 17 years, during which he has served as Senior Tax and Financial Consultant and Branch Operations Manager in addition to his investment leadership role. He brings significant experience in multi-asset portfolio construction, fixed income strategies, and equity investments, serving clients with tailored solutions across sectors such as municipal bonds, equities, structured products, and tax-advantaged vehicles.

He holds a Bachelor of Science from the State University of New York College at Oneonta and is a graduate of the Life Underwriters Training Council Fellow (LUTCF) program. His expertise includes comprehensive financial planning, tax mitigation strategies, and fiduciary oversight, contributing to a reputation for delivering personalized advice and building long-term client relationships within the wealth management industry.