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Thomas Johnson
Senior Vice President, Investments at B. Riley Wealth Advisors, Inc.
About
Thomas Johnson is Senior Vice President, Investments at B. Riley Wealth Management, based in Boca Raton, FL, where he leads comprehensive investment strategies for high-net-worth individuals and institutional clients. In his current capacity, Johnson is responsible for portfolio construction, client relationship management, and providing tailored financial solutions that span multiple asset classes, with a particular emphasis on equities, fixed income, and alternative investments.
With over two decades of experience, Johnson previously served as Senior Financial Advisor at National Securities Corporation and as a Financial Advisor at Morgan Stanley, building a robust track record in investment advisory, wealth planning, and client service since 1999. Throughout his career, he has demonstrated expertise in managing assets across various market cycles, focusing on sectors such as technology, healthcare, and consumer discretionary, as well as portfolio risk management and long-term wealth preservation strategies.
Johnson holds a degree from the University of North Carolina at Wilmington, underpinning his analytical and strategic approach to investment management. Recognized for his commitment to client outcomes and industry professionalism, he has made significant contributions to the field by implementing innovative wealth solutions and mentoring junior investment professionals.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| B. Riley Wealth Management | Senior Vice President, Investments | Jul 2022 to Present | — |
| National Securities Corporation | Sr Financial Advisor | Aug 2018 to Aug 2022 | — |
| Morgan Stanley | Financial Advisor | Jan 1999 to Aug 2018 | © 2015 Morgan Stanley Smith Barney LLC (‘MSSB’), member SIPC (www.sipc.org), reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. MSSB... |
Education
University of North Carolina at Wilmington
1988 — 1992
Skills & Expertise
Others at B. Riley Wealth Advisors, Inc. (29)
| Name | Role | Location |
|---|---|---|
| Vice President, Investments | Chicago, IL , United States | |
C Chad Veitch | Head Equity Trader | Boca Raton, FL , United States |
| Senior Vice President, Investments | Chicago, IL , United States | |
D Demy Jacob | Trading Associate | Edison, NJ , United States |
| Senior Vice President, Investments | Fort Lauderdale, FL , United States | |
E Eve Glatt | Senior Portfolio Manager | New York, NY , United States |
| Vice President, Investments CFP® | Merrick, NY , United States | |
| Senior Vice President - Investments | United States | |
| Vice President, Investments | Westlake Village, CA , United States | |
J Jesse Kohen | Associate | New York, NY , United States |
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| Partner | Green Square Capital Advisors LLC | Memphis, TN , United States | |
| Portfolio Manager | Delta Asset Management Llc/tn | Memphis, TN , United States |