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Embree Financial Group
Embree Financial Group is an independent investment advisory and financial planning firm headquartered in Chicago, Illinois. Founded in 1994, the firm provides holistic, fee-based financial planning, discretionary investment management, and retirement plan consulting to individuals, high-net-worth clients, and institutional retirement plans. The team, led by Principal Owner Paul M. Embree, offers a comprehensive suite of services that includes cash flow analysis, tax, education planning, trust structuring, and insurance consulting. As of 2025, the firm employs approximately 18 professionals and serves primarily U.S.-based clients.
Investment Strategy
Embree Financial Group utilizes a holistic, client-focused investment approach, emphasizing thorough analysis of economic cycles, market factors, and industry trends to guide asset allocation. Investments are made primarily through no-load mutual funds, exchange-traded funds (ETFs), and individual securities, with clients occasionally accessing alternatives such as private equity, hedge funds, and real estate partnerships when appropriate. The firm employs advanced performance analytics and partners with data sources like Morningstar, Bloomberg, and Schwab to make informed decisions. Portfolios are customized, regularly evaluated, and managed with ongoing communication and reporting. Investment opinions are shaped by education, market research, and the team’s proprietary outlooks to help clients pursue long-term financial goals.
Latest 13F Filing Activity
Embree Financial Group filed their most recent 13F report on Sep 30, 2025 disclosing 223 equity positions and 7 options positions with a total 13F market value of $746M. The fund increased holdings in Blackrock Etf Trust, Apple Inc., Dimensional Etf Trust among other positions. Embree Financial Group reduced exposure to Blackstone Secd Lending FD, SPDR S&P 500 Etf TR, DBX Etf TR among others.
Top Holdings
Equity Positions (223)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TR | 9.23% | $68.9M | 114,767 | $415.74 | $600.37 | +$3.8M |
S SPY | SPDR S&P 500 ETF TR | 7.53% | $56.2M | 84,302 | $486.03 | $666.18 | -$2.2M |
S SCHX | SCHWAB STRATEGIC TR | 5.65% | $42.1M | 1,599,473 | $19.16 | $26.34 | -$542.4K |
A AAPL | APPLE INC | 4.61% | $34.4M | 135,175 | $193.36 | $254.63 | +$6.7M |
M MSFT | MICROSOFT CORP | 3.73% | $27.8M | 53,676 | $379.35 | $517.95 | +$1.3M |
Options Positions (7)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
B BAC | BANK AMERICA CORP | Bought | Call | $386.9K | 75 | $51.59 | $47.60 | +5 | +$55.7K |
E EOSE | EOS ENERGY ENTERPRISES INC | New | Call | $64.9K | 57 | $11.39 | $11.39 | +57 | +$64.9K |
J JPM | JPMORGAN CHASE & CO. | New | Call | $63.1K | 2 | $315.43 | $315.43 | +2 | +$63.1K |
E ENVX | ENOVIX CORPORATION | New | Call | $44.9K | 45 | $9.97 | $9.97 | +45 | +$44.9K |
A AAPL | APPLE INC | New | Call | $25.5K | 1 | $254.63 | $254.63 | +1 | +$25.5K |
Industry Allocation
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