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Focus Financial Network, Inc.

CIK:0002010942
Investment Adviser
$6B AUM
738 holdings
Minneapolis, MN, United States
Founded:1993
172 employees
Latest filing:Sep 30, 2025

Focus Financial Network, Inc. is an independent registered investment adviser headquartered in Minneapolis, Minnesota, founded in 1993. The firm employs approximately 172 staff, including a large number of affiliated independent contractors serving as advisory representatives. Focus Financial Network provides a broad range of investment advisory services, emphasizing personalized financial planning, portfolio management, and retirement strategies for individuals (including high-net-worth clients), as well as some services to charitable organizations, pension plans, and small businesses. The firm is committed to tailoring advice to the client’s unique financial needs, with a network structure enabling advisors to maintain their own practices while benefiting from shared resources and compliance support.

Investment Strategy

Focus Financial Network, Inc. takes a holistic, client-centric approach, offering customized advisory services via a network of independent advisory representatives. Investment strategies are designed based on each client’s objectives, time horizon, risk tolerance, and financial goals, with asset allocation primarily across equity and fixed income products. The firm’s business is predominantly discretionary management for individuals and high-net-worth clients, focusing on long-term planning and continuous portfolio management. There is an emphasis on education, transparency, and responsiveness, with strategies tailored for retirement, college planning, tax efficiency, and estate planning.

Top Buys
N
NVDANVIDIA CORPORATION
+$42.9M
A
AAPLAPPLE INC
+$16.1M
Q
QUBTQUANTUM COMPUTING INC
+$15.7M
E
EMXCISHARES INC
+$13.4M
S
SMCISUPER MICRO COMPUTER INC
+$12.4M
Top Sells
N
NOWSERVICENOW INC
-$7.0M
O
OMFLINVESCO EXCH TRD SLF IDX FD
-$3.2M
I
IEFAISHARES TR
-$2.5M
M
MTUMISHARES TR
-$1.6M
S
SPGPINVESCO EXCHANGE TRADED FD T
-$1.6M

Top Holdings

N
NVDANVIDIA CORPORATION
+10.9%$305.2M
S
SCHGSCHWAB STRATEGIC TR
+5.4%$151.3M
Q
QQQINVESCO QQQ TR
+3.6%$100.7M
A
AAPLAPPLE INC
+3.2%$90.1M
S
SCHDSCHWAB STRATEGIC TR
+3.1%$87.3M

Equity Positions (729)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION10.88%$305.2M1,635,482$95.54$186.58+$42.9M
S
SCHG
SCHWAB STRATEGIC TR5.40%$151.3M4,743,014$23.54$31.91+$10.7M
Q
QQQ
INVESCO QQQ TR3.59%$100.7M167,692$449.81$600.37+$9.0M
A
AAPL
APPLE INC3.21%$90.1M353,651$170.03$254.63+$16.1M
S
SCHD
SCHWAB STRATEGIC TR3.11%$87.3M3,198,048$26.79$27.30+$1.7M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+11.4%
ELECTRONIC COMPUTERS
+3.7%
SERVICES-PREPACKAGED SOFTWARE
+3.2%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.4%
FIRE, MARINE & CASUALTY INSURANCE
+1.3%