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Focus Wealth Advisors, LLC

CIK:0001845643
Investment Adviser
$274M AUM
58 holdings
Houston, TX, United States
Founded:2011
1 employees
Latest filing:Sep 30, 2025

Focus Wealth Advisors, LLC is an SEC-registered investment advisory firm headquartered in Houston, Texas. Founded in 2011, the firm manages investment portfolios primarily for high net worth individuals and other individual investors, offering personalized financial planning and wealth management solutions. With just one employee, the boutique firm emphasizes customized service and fiduciary responsibility in serving its client base.

Investment Strategy

Focus Wealth Advisors, LLC employs a diversified investment strategy with an emphasis on portfolio construction using leading exchange-traded funds (ETFs) and blue-chip equities. The firm designs allocations tailored to individual clients' risk tolerance, investment horizons, and financial goals, generally leaning toward liquid, transparent instruments like core S&P 500 ETFs, bond market funds, and buffered equity products. Their philosophy centers on risk management and disciplined asset allocation to preserve and grow wealth over time, primarily for high net worth and retail investors.

Top Buys
X
XMESPDR SERIES TRUST
+$2.0M
F
FMAYFIRST TR EXCHNG TRADED FD VI
+$1.2M
I
ITMVANECK ETF TRUST
+$1.2M
I
IVVISHARES TR
+$818.2K
I
ITBISHARES TR
+$766.8K
Top Sells
S
STELSTELLAR BANCORP INC
-$296.0K
V
VVISA INC
-$97.1K
M
METAMETA PLATFORMS INC
-$95.3K
A
AMZNAMAZON COM INC
-$79.0K
C
CRMSALESFORCE INC
-$47.3K

Top Holdings

F
FMAYFIRST TR EXCHNG TRADED FD VI
+12.1%$25.2M
B
BNDVANGUARD BD INDEX FDS
+7.8%$16.3M
I
IVVISHARES TR
+6.7%$14.0M
N
NAPRINNOVATOR ETFS TRUST
+5.7%$11.8M
D
DIASPDR DOW JONES INDL AVERAGE
+5.5%$11.3M

Equity Positions (58)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
F
FMAY
FIRST TR EXCHNG TRADED FD VI12.12%$25.2M482,761$40.12$52.25+$1.2M
B
BND
VANGUARD BD INDEX FDS7.83%$16.3M219,094$84.81$74.37+$432.5K
I
IVV
ISHARES TR6.72%$14.0M20,906$386.50$669.30+$818.2K
N
NAPR
INNOVATOR ETFS TRUST5.66%$11.8M223,688$43.14$52.65+$446.1K
D
DIA
SPDR DOW JONES INDL AVERAGE5.45%$11.3M24,455$358.25$463.74+$654.1K

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+4.0%
NATIONAL COMMERCIAL BANKS
+3.7%
SEMICONDUCTORS & RELATED DEVICES
+3.0%
ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP)
+2.2%
ELECTRONIC COMPUTERS
+1.9%