Golden State Wealth Management, LLC
Golden State Wealth Management, LLC is an SEC-registered investment adviser headquartered in Santa Ana, California. Founded in 2013, the firm is a multi-custodial platform dedicated to supporting wealth advisors and their clients, providing extensive resources including compliance oversight, marketing, technology, and succession planning. The firm serves individual investors (including high net worth) and institutions, with offices across the United States. As of 2025, the firm manages approximately $1.8 billion in assets and employs around 47 people.
Investment Strategy
Golden State Wealth Management offers flexible affiliation models for advisors (fee-only or hybrid) and supports independent, client-focused wealth management practices. Their approach is centered on empowering advisors with autonomy while providing robust infrastructure for compliance, technology, and investment solutions—including turnkey asset management and access to alternative investments. The firm emphasizes fostering enduring advisor-client relationships and aims to enhance the financial well-being of individuals and institutions through strategic investment planning and comprehensive support.
Top Holdings
Equity Positions (1,549)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 7.44% | $61.2M | 98,488 | $592.52 | $620.90 | +$12.4M |
S SPY | SPDR S&P | 5.90% | $48.5M | 78,469 | $608.28 | $617.85 | +$36.3M |
A AAPL | APPLE INC | 3.19% | $26.3M | 127,951 | $249.39 | $205.17 | -$2.3M |
A AGG | ISHARES CORE | 3.10% | $25.5M | 256,641 | $97.03 | $99.20 | +$1.0M |
F FVD | FIRST TRUST | 2.60% | $21.3M | 477,604 | $43.68 | $44.70 | +$827.7K |