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Golden State Wealth Management, LLC

CIK:0001776033
Investment Adviser
$2B AUM
1,568 holdings
Santa Ana, CA, United States
Founded:2013
47 employees
teamgoldenstate.com
Latest filing:Jun 30, 2025

Golden State Wealth Management, LLC is an SEC-registered investment adviser headquartered in Santa Ana, California. Founded in 2013, the firm is a multi-custodial platform dedicated to supporting wealth advisors and their clients, providing extensive resources including compliance oversight, marketing, technology, and succession planning. The firm serves individual investors (including high net worth) and institutions, with offices across the United States. As of 2025, the firm manages approximately $1.8 billion in assets and employs around 47 people.

Investment Strategy

Golden State Wealth Management offers flexible affiliation models for advisors (fee-only or hybrid) and supports independent, client-focused wealth management practices. Their approach is centered on empowering advisors with autonomy while providing robust infrastructure for compliance, technology, and investment solutions—including turnkey asset management and access to alternative investments. The firm emphasizes fostering enduring advisor-client relationships and aims to enhance the financial well-being of individuals and institutions through strategic investment planning and comprehensive support.

Latest 13F Filing Activity

Golden State Wealth Management, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 1,549 equity positions with a total 13F market value of $822M. The fund increased holdings in SPDR S&P, Ishares TR, Nvidia Corporation among other positions. Golden State Wealth Management, LLC reduced exposure to Apple Inc., SPDR S&P, Gabelli Equity among others.

Top Buys
S
SPYSPDR S&P
+$36.3M
I
IVVISHARES TR
+$12.4M
N
NVDANVIDIA CORPORATION
+$7.7M
M
MSFTMICROSOFT CORP
+$5.0M
A
AMZNAMAZON COM INC
+$4.6M
Top Sells
A
AAPLAPPLE INC
-$2.3M
M
MDYSPDR S&P
-$1.1M
G
GABGABELLI EQUITY
-$879.7K
V
VTIVANGUARD INDEX FDS
-$653.5K
F
FTHIFIRST TRUST
-$639.8K

Top Holdings

I
IVVISHARES TR
+7.4%$61.2M
S
SPYSPDR S&P
+5.9%$48.5M
A
AAPLAPPLE INC
+3.2%$26.3M
A
AGGISHARES CORE
+3.1%$25.5M
F
FVDFIRST TRUST
+2.6%$21.3M

Equity Positions (1,549)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IVV
ISHARES TR7.44%$61.2M98,488$592.52$620.90+$12.4M
S
SPY
SPDR S&P5.90%$48.5M78,469$608.28$617.85+$36.3M
A
AAPL
APPLE INC3.19%$26.3M127,951$249.39$205.17-$2.3M
A
AGG
ISHARES CORE3.10%$25.5M256,641$97.03$99.20+$1.0M
F
FVD
FIRST TRUST2.60%$21.3M477,604$43.68$44.70+$827.7K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+3.7%
ELECTRONIC COMPUTERS
+3.7%
SERVICES-PREPACKAGED SOFTWARE
+3.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+3.1%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.1%

Investment Team (1)

NameRoleLocationLinkedIn
Kyle Fairall
Kyle Fairall		Chief Investment OfficerFort Bragg, CA , United States
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Team at Golden State Wealth Management, LLC

Kyle Fairall

Kyle Fairall

Chief Investment Officer

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