Lifesteps Financial, Inc.
LifeSteps Financial, Inc. is an SEC-registered investment adviser headquartered in Claremont, California. Founded in 2011, the firm manages assets for primarily individual clients, including both high net worth and retail investors. As of February 2025, it manages approximately $375 million in assets and employs around 8 people. LifeSteps offers personalized financial planning and investment advisory services tailored to client goals.
Investment Strategy
LifeSteps Financial, Inc. provides discretionary and non-discretionary investment advisory services primarily to individuals, with a strong emphasis on high net worth clients. The firm builds diversified portfolios using a mix of equities—often including major large-cap stocks such as Apple, Microsoft, and Nvidia—as well as other asset classes, to pursue long-term capital appreciation and wealth preservation aligned with the financial objectives of its clients. The firm aims to apply a disciplined, research-driven approach while offering customized strategies that reflect each client's risk tolerance and needs.
Top Holdings
Equity Positions (89)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TRUST SERIES I | 15.61% | $24.3M | 40,487 | $249.27 | $600.37 | +$1.5M |
S SPY | SPDR S&P 500 ETF TRUST | 14.74% | $22.9M | 34,442 | $373.62 | $666.18 | +$458.0K |
N NVDA | NVIDIA CORPORATION COM | 6.02% | $9.4M | 50,194 | $33.24 | $186.58 | +$1.4M |
A AAPL | APPLE INC COM | 5.03% | $7.8M | 30,749 | $99.23 | $254.63 | +$1.3M |
M MSFT | MICROSOFT CORP COM | 4.63% | $7.2M | 13,917 | $208.68 | $517.95 | +$268.6K |