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Lifesteps Financial, Inc.

CIK:0001801373
Investment Adviser
$375M AUM
89 holdings
Claremont, CA, United States
Founded:2011
8 employees
Latest filing:Sep 30, 2025

LifeSteps Financial, Inc. is an SEC-registered investment adviser headquartered in Claremont, California. Founded in 2011, the firm manages assets for primarily individual clients, including both high net worth and retail investors. As of February 2025, it manages approximately $375 million in assets and employs around 8 people. LifeSteps offers personalized financial planning and investment advisory services tailored to client goals.

Investment Strategy

LifeSteps Financial, Inc. provides discretionary and non-discretionary investment advisory services primarily to individuals, with a strong emphasis on high net worth clients. The firm builds diversified portfolios using a mix of equities—often including major large-cap stocks such as Apple, Microsoft, and Nvidia—as well as other asset classes, to pursue long-term capital appreciation and wealth preservation aligned with the financial objectives of its clients. The firm aims to apply a disciplined, research-driven approach while offering customized strategies that reflect each client's risk tolerance and needs.

Latest 13F Filing Activity

Lifesteps Financial, Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 89 equity positions with a total 13F market value of $156M. The fund increased holdings in Invesco QQQ Trust Series I, Nvidia Corporation Com, Apple Inc. Com among other positions. Lifesteps Financial, Inc. reduced exposure to Novo-nordisk A S Adr, Netflix Inc. Com, Automatic Data Processing Inc. Com among others.

Top Buys
Q
QQQINVESCO QQQ TRUST SERIES I
+$1.5M
N
NVDANVIDIA CORPORATION COM
+$1.4M
A
AAPLAPPLE INC COM
+$1.3M
S
SPYSPDR S&P 500 ETF TRUST
+$458.0K
V
VTVVANGUARD VALUE ETF
+$392.6K
Top Sells
N
NVONOVO-NORDISK A S ADR
-$100.7K
N
NFLXNETFLIX INC COM
-$71.3K
A
ADPAUTOMATIC DATA PROCESSING INC COM
-$63.5K
C
COSTCOSTCO WHSL CORP NEW COM
-$60.6K
M
METAMETA PLATFORMS INC CL A
-$58.0K

Top Holdings

Q
QQQINVESCO QQQ TRUST SERIES I
+15.6%$24.3M
S
SPYSPDR S&P 500 ETF TRUST
+14.7%$22.9M
N
NVDANVIDIA CORPORATION COM
+6.0%$9.4M
A
AAPLAPPLE INC COM
+5.0%$7.8M
M
MSFTMICROSOFT CORP COM
+4.6%$7.2M

Equity Positions (89)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
INVESCO QQQ TRUST SERIES I15.61%$24.3M40,487$249.27$600.37+$1.5M
SPDR S&P 500 ETF TRUST14.74%$22.9M34,442$373.62$666.18+$458.0K
NVIDIA CORPORATION COM6.02%$9.4M50,194$33.24$186.58+$1.4M
APPLE INC COM5.03%$7.8M30,749$99.23$254.63+$1.3M
MICROSOFT CORP COM4.63%$7.2M13,917$208.68$517.95+$268.6K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+6.4%
SERVICES-PREPACKAGED SOFTWARE
+5.1%
ELECTRONIC COMPUTERS
+5.0%
NATIONAL COMMERCIAL BANKS
+4.4%
PHARMACEUTICAL PREPARATIONS
+2.5%