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Spectrum Financial Alliance LTD LLC

CIK:0001566531
Investment Adviser
$406M AUM
23 holdings
Nicholasville, KY, United States
Founded:1995
10 employees
Latest filing:Jun 30, 2025

Spectrum Financial Alliance Ltd LLC is a comprehensive wealth management and financial planning firm headquartered in Nicholasville, Kentucky. Founded in 1995, the firm provides services including retirement planning, estate planning, and investment management for individuals and high net worth individuals. The firm employs 10 professionals focused on delivering customized financial strategies to clients, primarily serving U.S. clients.

Investment Strategy

Spectrum Financial Alliance Ltd LLC focuses on comprehensive wealth management for individuals and high net worth clients, offering financial planning, retirement planning, and estate planning services. They build diversified investment portfolios tailored to each client's risk tolerance, timeline, and long-term financial goals, emphasizing accountability, transparency, and fiduciary responsibility. The majority of accounts are managed on a fully discretionary basis, with a philosophy centered on achieving growth and capital preservation for the client's needs.

Top Buys
B
BABOEING CO
+$15.1M
C
CCITIGROUP INC
+$13.3M
G
GEGE AEROSPACE
+$9.2M
M
MUMICRON TECHNOLOGY INC
+$9.1M
U
UPROPROSHARES TR
+$6.1M
Top Sells
S
SPRSPIRIT AEROSYSTEMS HLDGS INC
-$2.2M
Q
QCOMQUALCOMM INC
-$669.5K
V
VGSHVANGUARD SCOTTSDALE FDS
+$265.9K
S
SPYSPDR S&P 500 ETF TR
+$200.4K
M
MSFTMICROSOFT CORP
+$103.9K

Top Holdings

B
BABOEING CO
+17.3%$64.3M
C
CCITIGROUP INC
+15.3%$56.8M
B
BACBANK AMERICA CORP
+13.3%$49.5M
Q
QCOMQUALCOMM INC
+11.2%$41.6M
L
LMTLOCKHEED MARTIN CORP
+9.9%$36.8M

Equity Positions (23)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
B
BA
BOEING CO17.33%$64.3M284,484$184.96$209.53+$15.1M
C
C
CITIGROUP INC15.32%$56.8M615,678$48.89$85.12+$13.3M
B
BAC
BANK AMERICA CORP13.34%$49.5M1,071,647$33.18$47.32+$5.2M
Q
QCOM
QUALCOMM INC11.21%$41.6M280,986$114.14$159.26-$669.5K
L
LMT
LOCKHEED MARTIN CORP9.92%$36.8M86,360$492.41$463.14+$619.7K

Industry Allocation

NATIONAL COMMERCIAL BANKS
+28.8%
AIRCRAFT
+17.3%
RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT
+11.2%
GUIDED MISSILES & SPACE VEHICLES & PARTS
+9.9%
ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP)
+8.4%