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About
Royce Nies is a Portfolio Manager at Stonebridge Capital Advisors in St. Cloud, MN, where he provides customized investment management solutions and oversees portfolio construction for a range of clients including high net worth individuals and institutional investors. His role at Stonebridge is supported by decades of industry experience, focusing on a disciplined approach to asset allocation and risk management.
His investment expertise encompasses a broad spectrum of asset classes, with a particular focus on dividend-paying equities, fixed income, and the use of options strategies for income and volatility management. Royce’s research and management activities include evaluating sector exposures—such as technology, financials, energy, and telecommunications—and applying covered call strategies to enhance portfolio returns and mitigate risk in equity holdings.
Royce holds the Certified Financial Planner (CFP) credential from the College for Financial Planning and has accumulated extensive experience in prior roles as Business-Development Officer at BerganKDV and Chief Compliance Officer at KDV Wealth Management. He has academic qualifications from the University of Missouri-Kansas City (BA in Political Science), Wichita State University, St. Cloud State University (Business), and the College for Financial Planning, bringing both compliance competence and holistic advisory perspective to his clients’ portfolios.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| Stonebridge Capital Advisors | Portfolio Manager | Nov 2015 to Present | Stonebridge Capital Advisors is located in St. Paul, MN and serves high net worth individuals, foundations and endowments in creating customized, individually managed portfolios. Stonebridge's focus o... |
| BerganKDV | Business-Development Officer | Jul 2014 to Oct 2015 | Since 1946 KDV has been a CPA, business advisory and wealth management firm, offering a full range of business and financial services. For the past 40 years I have worked with small businesses and in... |
| KDV Wealth Management | Chief Compliance Officer | Jan 2013 to Jun 2014 | Responsible for overall compliance program creation and implementation for Registered Investment Advisory firm. |
| KDV Wealth Management | Financial Advisor | Mar 2011 to Jan 2013 | — |
| Nies Financial Group Inc | President | Dec 2002 to Mar 2011 | I have been in the financial services industry since 1975. I am a life-long resident of Central Minnesota and strive to demonstrate leadership in the community and professionalism in my business. Help... |
| First Allied Securities | Executive Vice President | Oct 2000 to Dec 2002 | — |
| First Allied Securities | CEO Denver Division | Oct 2000 to Jul 2001 | — |
| D.E. Frey & Company | President and COO | Apr 2000 to Oct 2000 | — |
| D.E. Frey & Company | Investment Executive | Mar 1997 to Apr 2000 | — |
| Nies Schluchter & Associates | President | Mar 1997 to Apr 2000 | — |
| Dain Bosworth, Inc | Investment Executive Vice President and Assistant Branch Manager | Jul 1975 to Mar 1997 | Started with Dain Kalman and Quail in 1975 as a Registered Representative |
Education
College for Financial Planning
Certified Financial Planner (CFP), Finance
1985 — 1987
University of Missouri-Kansas City
BA, Political Science
1971 — 1973
Witchita State University
Political Science and Government
1970 — 1971
St. Cloud State University
A, Business
1967 — 1970
St. Boniface High School
1960 — 1964
Skills & Expertise
Others at Stonebridge Capital Advisors LLC (10)
| Name | Role | Location |
|---|---|---|
| Portfolio Manager and Principal | Saint Paul, MN , United States | |
S Steven Roorda | Portfolio Manager and Senior Research Analyst | Medina, MN , United States |
| Portfolio Manager | Minneapolis, MN , United States | |
| Portfolio Manager | Director of Analytics | Minneapolis, MN , United States | |
| Portfolio Manager | Saint Paul, MN , United States | |
L Lynn Stonebridge | Portfolio Manager | Town of Brookhaven, NY , United States |
| Portfolio Manager | Minneapolis, MN , United States | |
R Ray Hirsch | Portfolio Manager | Scottsdale, AZ , United States |
| Executive Vice President and Portfolio Manager | Saint Paul, MN , United States | |
R Ryan Medhaug | Research Analyst | Minneapolis, MN , United States |
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