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Royce Nies

Royce Nies

Portfolio Manager at Stonebridge Capital Advisors LLC

St. Cloud, MN , United States

About

Royce Nies is a Portfolio Manager at Stonebridge Capital Advisors in St. Cloud, MN, where he provides customized investment management solutions and oversees portfolio construction for a range of clients including high net worth individuals and institutional investors. His role at Stonebridge is supported by decades of industry experience, focusing on a disciplined approach to asset allocation and risk management.

His investment expertise encompasses a broad spectrum of asset classes, with a particular focus on dividend-paying equities, fixed income, and the use of options strategies for income and volatility management. Royce’s research and management activities include evaluating sector exposures—such as technology, financials, energy, and telecommunications—and applying covered call strategies to enhance portfolio returns and mitigate risk in equity holdings.

Royce holds the Certified Financial Planner (CFP) credential from the College for Financial Planning and has accumulated extensive experience in prior roles as Business-Development Officer at BerganKDV and Chief Compliance Officer at KDV Wealth Management. He has academic qualifications from the University of Missouri-Kansas City (BA in Political Science), Wichita State University, St. Cloud State University (Business), and the College for Financial Planning, bringing both compliance competence and holistic advisory perspective to his clients’ portfolios.

Career History

OrganizationRoleDate RangeDetails
Stonebridge Capital AdvisorsPortfolio ManagerNov 2015 to Present
Stonebridge Capital Advisors is located in St. Paul, MN and serves high net worth individuals, foundations and endowments in creating customized, individually managed portfolios. Stonebridge's focus o...
BerganKDVBusiness-Development OfficerJul 2014 to Oct 2015
Since 1946 KDV has been a CPA, business advisory and wealth management firm, offering a full range of business and financial services. For the past 40 years I have worked with small businesses and in...
KDV Wealth ManagementChief Compliance OfficerJan 2013 to Jun 2014
Responsible for overall compliance program creation and implementation for Registered Investment Advisory firm.
KDV Wealth ManagementFinancial AdvisorMar 2011 to Jan 2013
Nies Financial Group IncPresidentDec 2002 to Mar 2011
I have been in the financial services industry since 1975. I am a life-long resident of Central Minnesota and strive to demonstrate leadership in the community and professionalism in my business. Help...
First Allied SecuritiesExecutive Vice PresidentOct 2000 to Dec 2002
First Allied SecuritiesCEO Denver DivisionOct 2000 to Jul 2001
D.E. Frey & CompanyPresident and COOApr 2000 to Oct 2000
D.E. Frey & CompanyInvestment ExecutiveMar 1997 to Apr 2000
Nies Schluchter & AssociatesPresidentMar 1997 to Apr 2000
Dain Bosworth, IncInvestment Executive Vice President and Assistant Branch ManagerJul 1975 to Mar 1997
Started with Dain Kalman and Quail in 1975 as a Registered Representative

Education

College for Financial Planning

Certified Financial Planner (CFP), Finance

1985 1987

University of Missouri-Kansas City

BA, Political Science

1971 1973

Witchita State University

Political Science and Government

1970 1971

St. Cloud State University

A, Business

1967 1970

St. Boniface High School

1960 1964

Skills & Expertise

Leadership
Estate Planning
CPA
Financial Planners
Business
Insurance
Retirement Planning
Sales
Investments
Business Development
Finance
Investment Advisory
Asset Allocation
Asset Managment
Wealth Management
Life Insurance
Mutual Funds
Strategic Financial Planning
Microsoft Office
JavaScript
Financial Analysis
Management
Project Management
Research
Business Advisory
Retirement
Series 7
Securities
Investment Management
Tax
401k
Asset Management

Others at Stonebridge Capital Advisors LLC (10)

NameRoleLocation
John Schonberg
John Schonberg
Portfolio Manager and PrincipalSaint Paul, MN , United States
S
Steven Roorda
Portfolio Manager and Senior Research AnalystMedina, MN , United States
Brent Mellum
Brent Mellum
Portfolio ManagerMinneapolis, MN , United States
Gauri Jadhav
Gauri Jadhav
Portfolio Manager | Director of AnalyticsMinneapolis, MN , United States
Jonathan Lynn
Jonathan Lynn
Portfolio ManagerSaint Paul, MN , United States
L
Lynn Stonebridge
Portfolio ManagerTown of Brookhaven, NY , United States
Michael Dashner
Michael Dashner
Portfolio ManagerMinneapolis, MN , United States
R
Ray Hirsch
Portfolio ManagerScottsdale, AZ , United States
Ronald Hume
Ronald Hume
Executive Vice President and Portfolio ManagerSaint Paul, MN , United States
R
Ryan Medhaug
Research AnalystMinneapolis, MN , United States

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