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Tower View Investment Management & Research LLC

CIK:0001729045
Investment Adviser
$247M AUM
173 holdings
Brookfield, WI, USA
Founded:1999
8 employees
Latest filing:Sep 30, 2025

Tower View Investment Management & Research LLC, now branded as Tower View Wealth Management LLC, is a Wisconsin-based SEC-registered investment adviser serving individuals, families, and small institutions. Founded in 1999, the firm employs a team led by principal owner Raman J Ghei and several minority stakeholders. The organization is dedicated to providing holistic investment advisory and wealth management services with a client-centric approach.

Investment Strategy

Tower View employs a customized, long-term oriented investment strategy focusing on asset allocation and diversification tailored to each client’s objectives, risk tolerance, and investment horizon. The firm emphasizes disciplined portfolio construction and management, combining active research with fundamental analysis to help clients achieve financial security and growth.

Latest 13F Filing Activity

Tower View Investment Management & Research LLC filed their most recent 13F report on Sep 30, 2025 disclosing 173 equity positions with a total 13F market value of $193M. The fund increased holdings in Taiwan Semiconductor MFG LTD Sponsored Ads, Amphenol Corp. New CL A, Alphabet Inc. Cap STK CL C among other positions. Tower View Investment Management & Research LLC reduced exposure to Asml Holding N V N Y Registry SHS, Vertex Pharmaceuticals Inc., Cellebrite Di LTD Ordinary Shares among others.

Top Buys
T
TSMTAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
+$2.2M
A
APHAMPHENOL CORP NEW CL A
+$2.1M
G
GOOGALPHABET INC CAP STK CL C
+$1.8M
N
NFLXNETFLIX INC
+$1.6M
N
NVDANVIDIA CORPORATION
+$1.5M
Top Sells
A
ASMLASML HOLDING N V N Y REGISTRY SHS
-$4.9M
V
VRTXVERTEX PHARMACEUTICALS INC
-$2.3M
C
CLBTCELLEBRITE DI LTD ORDINARY SHARES
-$2.1M
D
DECKDECKERS OUTDOOR CORP
-$1.1M
B
BMIBADGER METER INC
-$841.4K

Top Holdings

T
TSMTAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
+6.2%$12.0M
N
NVDANVIDIA CORPORATION
+5.1%$9.8M
M
MSFTMICROSOFT CORP
+4.9%$9.5M
S
SPLGSPDR SERIES TRUST PORTFOLIO S&P500
+4.5%$8.7M
L
LLYELI LILLY & CO
+4.0%$7.8M

Equity Positions (173)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS6.19%$12.0M42,837$56.10$279.29+$2.2M
NVIDIA CORPORATION5.05%$9.8M52,370$5.71$186.58+$1.5M
MICROSOFT CORP4.91%$9.5M18,337$173.58$517.95+$393.3K
SPDR SERIES TRUST PORTFOLIO S&P5004.52%$8.7M111,498$66.83$78.34+$1.0M
ELI LILLY & CO4.03%$7.8M10,210$147.25$763.00-$82.0K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+14.1%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+9.5%
SERVICES-PREPACKAGED SOFTWARE
+5.1%
SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS
+5.0%
PHARMACEUTICAL PREPARATIONS
+4.4%