U.s. Capital Wealth Advisors, LLC
U.S. Capital Wealth Advisors, LLC is an SEC-registered investment advisory firm headquartered in Houston, Texas. The firm was founded in 2017 (initially operating as Legacy One Financial Advisors) and provides comprehensive financial planning and investment management solutions for high-net-worth families, business owners, executives, and institutions. As of early 2024, U.S. Capital Wealth Advisors manages approximately $6.8 billion in assets and employs a team with expertise across financial planning, estate and legacy planning, tax strategy, and investment portfolio management. The firm operates additional offices in New York, Massachusetts, and Florida, serving clients across the United States.
Investment Strategy
U.S. Capital Wealth Advisors offers personalized investment strategies tailored to each client’s specific goals and financial situation. Their services include discretionary and non-discretionary portfolio management, retirement and education planning, estate planning, risk management, and advice on tax matters. The firm prioritizes transparent and objective advice, allocating assets across traditional and alternative investments according to long-term client objectives and risk tolerance. Advisory fees are generally asset-based and negotiable, ensuring alignment of interests with their clients.
Top Holdings
Equity Positions (913)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 2.83% | $105.2M | 563,603 | $85.22 | $186.58 | +$33.6M |
A AAPL | APPLE INC | 2.77% | $102.9M | 404,034 | $168.27 | $254.63 | +$21.1M |
H HPK | HIGHPEAK ENERGY INC | 2.64% | $98.2M | 13,885,172 | $15.04 | $7.07 | -$37.9M |
P PIFI | ETF SER SOLUTIONS | 2.60% | $96.5M | 1,019,553 | $96.58 | $94.67 | +$7.0M |
S SPY | SPDR S&P 500 ETF TR | 1.93% | $71.7M | 107,584 | $468.39 | $666.18 | +$3.8M |
Options Positions (9)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
P PLTR | PALANTIR TECHNOLOGIES INC | Bought | Put | $597.6K | 360 | $182.42 | $152.76 | +260 | +$594.2K |
M MSTR | STRATEGY INC | — | Call | $499.7K | 20 | $322.21 | $168.60 | 0 | -$167.8K |
S SPY | SPDR S&P 500 ETF TR | Bought | Put | $144.6K | 197 | $666.18 | $641.65 | +97 | +$29.6K |
U UEC | URANIUM ENERGY CORP | New | Call | $66.4K | 150 | $13.34 | $13.34 | +150 | +$66.4K |
R RIVN | RIVIAN AUTOMOTIVE INC | Bought | Call | $58.7K | 110 | $14.68 | $13.83 | +10 | +$10.8K |