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Vision Financial Markets LLC
Vision Financial Markets LLC is a privately held Delaware limited liability company headquartered in Stamford, Connecticut. Founded in 2006, it operates as a self-clearing securities broker-dealer and provides clearing services in equities, options, and fixed income for direct traders, investment advisors, and other broker-dealers, both in the US and abroad. Vision is a member of major US securities and options exchanges, including the NYSE, OCC, and DTC. It is registered with the SEC and CFTC and primarily serves financial professionals, intermediaries, and active trading clients. The firm is committed to conservative business principles and robust capital management. Employee count is not published, but as a specialized broker-dealer, the firm likely employs several dozen staff.
Investment Strategy
Vision Financial Markets LLC operates as a self-clearing broker-dealer, focusing on providing robust clearing services in equities, options, and fixed income. Its strategy emphasizes technological accessibility and risk management through direct multi-market access, a variety of order entry and analysis platforms, and prudent financial stewardship. Vision’s approach aims to support both professional and retail clients by offering customizable access to electronic markets and financial products while prioritizing capital safety through investments predominantly in U.S. Treasuries and highly rated short-term securities. The firm maintains memberships with major clearing and regulatory organizations to promote marketplace integrity and protect client assets.
Latest 13F Filing Activity
Vision Financial Markets LLC filed their most recent 13F report on Jun 30, 2025 disclosing 431 equity positions with a total 13F market value of $106M. The fund increased holdings in HDFC Bank LTD, Unitedhealth Group Inc., Invesco QQQ TR among other positions. Vision Financial Markets LLC reduced exposure to Ishares TR 20 YR TR, Berkshire Hathaway Inc., Realty Income Corp. among others.
Top Holdings
Equity Positions (431)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TR | 8.46% | $9.0M | 16,277 | $511.23 | $551.64 | +$1.3M |
S SPY | SPDR S&P 500 ETF TR TR | 8.12% | $8.6M | 13,950 | $586.14 | $617.85 | +$829.5K |
A AZO | AUTOZONE INC | 6.78% | $7.2M | 1,938 | $3203.32 | $3712.23 | -$175.8K |
A AAPL | APPLE INC | 6.15% | $6.5M | 31,812 | $249.70 | $205.17 | -$517.7K |
T TBIL | RBB FD INC | 5.15% | $5.5M | 109,288 | $49.87 | $50.00 | +$198.2K |
Industry Allocation
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