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Rice Hall James & Associates, LLC

CIK:0001230765
Asset Manager
$2B AUM
248 holdings
San Diego, CA, United States
Founded:1974
29 employees
Latest filing:Sep 30, 2025

Rice Hall James & Associates, LLC is an independent, privately held investment management firm founded in 1974 and based in San Diego, California. The company is 100% employee-owned and specializes in the management of portfolios for institutional investors—including corporations, public pension funds, health care organizations, endowments, and foundations—as well as private clients. The firm is dedicated to micro, small, and SMID cap equity strategies and focuses on delivering superior client service through experienced, long-tenured investment professionals. It employs approximately 29 people.

Investment Strategy

Rice Hall James & Associates employs a bottom-up, fundamental research-driven approach, specializing in constructing portfolios of micro- to SMID-capitalization stocks. Their investment strategy focuses on early recognition of undervalued or undiscovered growth companies, rather than following industry or market trends. The firm operates a disciplined risk control framework and leverages separate, experienced teams to manage a variety of strategies tailored for different market capitalization ranges. This active management philosophy aims to generate alpha and optimize capital appreciation for a diverse institutional and high-net-worth client base.

Top Buys
S
SRADSPORTRADAR GROUP AG
+$21.5M
M
MEDPMEDPACE HLDGS INC
+$14.8M
L
LGNDLIGAND PHARMACEUTICALS INC
+$13.8M
F
FOURSHIFT4 PMTS INC
+$11.4M
A
ACIWACI WORLDWIDE INC
+$11.2M
Top Sells
V
VRNAVERONA PHARMA PLC
-$52.6M
W
WNSWNS HLDGS LTD
-$37.7M
T
TKOTKO GROUP HOLDINGS INC
-$21.1M
D
DFINDONNELLEY FINL SOLUTIONS INC
-$12.4M
P
PBHPRESTIGE CONSMR HEALTHCARE I
-$11.3M

Top Holdings

A
ARLOARLO TECHNOLOGIES INC
+3.2%$58.9M
A
ACIWACI WORLDWIDE INC
+2.9%$52.6M
L
LGNDLIGAND PHARMACEUTICALS INC
+2.8%$52.2M
M
MEDPMEDPACE HLDGS INC
+2.6%$47.0M
L
LRNSTRIDE INC
+2.5%$45.5M

Equity Positions (244)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
A
ARLO
ARLO TECHNOLOGIES INC3.21%$58.9M3,475,781$6.88$16.95-$6.4M
A
ACIW
ACI WORLDWIDE INC2.87%$52.6M996,565$31.65$52.77+$11.2M
L
LGND
LIGAND PHARMACEUTICALS INC2.84%$52.2M294,490$105.77$177.14+$13.8M
M
MEDP
MEDPACE HLDGS INC2.56%$47.0M91,409$143.97$514.16+$14.8M
L
LRN
STRIDE INC2.48%$45.5M305,353$23.82$148.94-$2.9M

Industry Allocation

PHARMACEUTICAL PREPARATIONS
+16.8%
SERVICES-BUSINESS SERVICES, NEC
+9.4%
SERVICES-PREPACKAGED SOFTWARE
+6.7%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.1%
HOUSEHOLD AUDIO & VIDEO EQUIPMENT
+3.2%