Max Ule

Max Ule is Vice President of Investments at Wellington Shields Capital Management, LLC in New York, where he provides strategic investment advice and portfolio management to a global roster of clients. In his role since 2000, Max focuses on client-centered investment solutions, advising on equities, fixed income, and diversified asset allocation, with exposure to large-cap technology, financials, private equity, and select industrials.

Prior to joining Wellington Shields, Max led his own division as a Financial Advisor at Herzog Heine Geduld Inc., a role that strengthened his expertise in personalized investment strategies. His background also includes entrepreneurial leadership, as president of Max Ule Advertising, and service in the US Navy, reflecting a wide range of professional experiences.

Max attended Harvard College and brings a well-rounded approach to financial management, honed by varied roles across finance, sales, and logistics. He is actively involved in veterans’ organizations and philanthropy supporting therapy programs for veterans, underscoring his contributions both inside and outside the investment industry.