You're signed outSign in or to get full access.
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC is a New York-based asset management and wealth advisory firm established in 1925. Headquartered on Broad Street in Manhattan, the company is majority employee-owned and serves individuals, families, and institutions with personalized investment strategies and wealth management solutions. The firm is known for its long-standing Wall Street presence and strives to blend innovation with time-tested investment philosophies. Wellington Shields employs approximately 21 professionals, including both advisors and support staff, and is committed to comprehensive and client-focused investment services.
Investment Strategy
Wellington Shields Capital Management employs a personalized and comprehensive wealth management approach, leveraging both active and long-term investment strategies. The firm tailors portfolios to client-specific objectives by combining equity, fixed income, and alternative investments, focusing on capital preservation, risk management, and long-term value creation. As a largely employee-owned business, Wellington Shields aligns its interests with clients and utilizes advanced technology and research to inform its disciplined decision-making. The company invests alongside its clients and adapts strategies to changing market conditions, prioritizing transparency, independence, and client trust throughout the investment process.
Latest 13F Filing Activity
Wellington Shields Capital Management, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 320 equity positions with a total 13F market value of $591M. The fund increased holdings in Microsoft Corp. Com, Taiwan Semiconductor MFG LTD Sponsored Ads, MKS Inc. Com among other positions. Wellington Shields Capital Management, LLC reduced exposure to Flowers Foods Inc. Com, Thermo Fisher Scientific Inc. Com, Unitedhealth Group Inc. Com among others.
Top Holdings
Equity Positions (320)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
M MSFT | MICROSOFT CORP COM | 8.87% | $52.4M | 105,393 | $372.72 | $497.41 | +$10.3M |
A AAPL | APPLE INC COM | 4.25% | $25.1M | 122,388 | $104.43 | $205.17 | -$3.6M |
G GOOG | ALPHABET INC CAP STK CL C | 4.21% | $24.9M | 140,309 | $133.77 | $177.39 | +$2.9M |
B BX | BLACKSTONE INC COM | 3.95% | $23.3M | 155,967 | $105.46 | $149.58 | +$1.9M |
A AMZN | AMAZON COM INC COM | 3.67% | $21.7M | 98,839 | $187.87 | $219.39 | +$3.1M |
Industry Allocation
Investment Team (13)
| Name | Role | Location | |
|---|---|---|---|
A Alexander Cripps | Portfolio Manager | New York, NY , United States | |
 | Sr. Vice President | Thomasville, GA , United States | |
J Jameson McFadden | President, Managing Member, Senior Portfolio Manager | New York, NY , United States | |
J Julian LeCraw | Portfolio Manager | New York, NY , United States | |
M Mark Pankoff | Executive Vice President | New York, NY , United States | |
P Paul Gulden | Managing Director | United States | |
 | President | New York, NY , United States | |
 | Senior Vice President | Philadelphia, PA , United States | |
H Haocheng Du | Investment Banking Analyst | Baltimore, MD , United States | |
J Jay Cooper | Solar Industry Analyst | New York, NY , United States |
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more