You're signed outSign in or to get full access.
Allen Wealth Management, LLC
Allen Wealth Management, LLC is an SEC-registered investment adviser headquartered in Boone, North Carolina. Founded in 2005, the firm provides financial planning, portfolio management, and advisory services primarily to individual investors including both high net worth and non-high net worth clients, as well as charitable organizations. With approximately 7 employees, Allen Wealth Management serves over 2,400 accounts and manages close to $554 million in assets as of mid-2025.
Investment Strategy
Allen Wealth Management offers both discretionary and non-discretionary portfolio management, focusing on client-tailored strategies that may include equities, corporate and municipal bonds, mutual funds, ETFs, REITs, insurance products, structured notes, and alternative investments such as real estate and oil & gas partnerships. They provide ongoing account monitoring on at least a quarterly basis, working to align investments with each client's financial goals and risk tolerance. The firm also provides financial planning services, selection of third-party managers, and portfolio management within wrap fee programs, emphasizing diversified, long-term investing with adaptability to client preferences.
Latest 13F Filing Activity
Allen Wealth Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 57 equity positions with a total 13F market value of $148M. The fund increased holdings in Schwab Strategic TR, Vanguard Index FDS, Pepsico Inc. among other positions. Allen Wealth Management, LLC reduced exposure to Nutrien LTD, Kenvue Inc., Exxon Mobil Corp. among others.
Top Holdings
Equity Positions (57)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VTV | VANGUARD INDEX FDS | 19.99% | $29.5M | 158,085 | $153.24 | $186.49 | +$2.0M |
F FNDX | SCHWAB STRATEGIC TR | 17.30% | $25.5M | 970,575 | $23.95 | $26.30 | +$2.1M |
A AMLP | ALPS ETF TR | 10.48% | $15.5M | 329,521 | $43.05 | $46.93 | -$234.9K |
V VDE | VANGUARD WORLD FD | 8.18% | $12.1M | 95,874 | $118.80 | $125.86 | +$923.1K |
C CVX | CHEVRON CORP NEW | 2.80% | $4.1M | 26,635 | $149.27 | $155.29 | +$181.2K |
Industry Allocation
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more