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Allen Wealth Management, LLC

CIK:0002012003
Investment Adviser
$554M AUM
57 holdings
Boone, NC, United States
Founded:2005
7 employees
Latest filing:Sep 30, 2025

Allen Wealth Management, LLC is an SEC-registered investment adviser headquartered in Boone, North Carolina. Founded in 2005, the firm provides financial planning, portfolio management, and advisory services primarily to individual investors including both high net worth and non-high net worth clients, as well as charitable organizations. With approximately 7 employees, Allen Wealth Management serves over 2,400 accounts and manages close to $554 million in assets as of mid-2025.

Investment Strategy

Allen Wealth Management offers both discretionary and non-discretionary portfolio management, focusing on client-tailored strategies that may include equities, corporate and municipal bonds, mutual funds, ETFs, REITs, insurance products, structured notes, and alternative investments such as real estate and oil & gas partnerships. They provide ongoing account monitoring on at least a quarterly basis, working to align investments with each client's financial goals and risk tolerance. The firm also provides financial planning services, selection of third-party managers, and portfolio management within wrap fee programs, emphasizing diversified, long-term investing with adaptability to client preferences.

Top Buys
F
FNDXSCHWAB STRATEGIC TR
+$2.1M
V
VTVVANGUARD INDEX FDS
+$2.0M
P
PEPPEPSICO INC
+$1.6M
J
JNJJOHNSON & JOHNSON
+$1.6M
N
NVONOVO-NORDISK A S
+$1.5M
Top Sells
N
NTRNUTRIEN LTD
-$1.8M
K
KVUEKENVUE INC
-$1.7M
X
XOMEXXON MOBIL CORP
-$1.7M
H
HMCHONDA MOTOR LTD
-$1.7M
I
IRDMIRIDIUM COMMUNICATIONS INC
-$1.3M

Top Holdings

V
VTVVANGUARD INDEX FDS
+20.0%$29.5M
F
FNDXSCHWAB STRATEGIC TR
+17.3%$25.5M
A
AMLPALPS ETF TR
+10.5%$15.5M
V
VDEVANGUARD WORLD FD
+8.2%$12.1M
C
CVXCHEVRON CORP NEW
+2.8%$4.1M

Equity Positions (57)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VTV
VANGUARD INDEX FDS19.99%$29.5M158,085$153.24$186.49+$2.0M
F
FNDX
SCHWAB STRATEGIC TR17.30%$25.5M970,575$23.95$26.30+$2.1M
A
AMLP
ALPS ETF TR10.48%$15.5M329,521$43.05$46.93-$234.9K
V
VDE
VANGUARD WORLD FD8.18%$12.1M95,874$118.80$125.86+$923.1K
C
CVX
CHEVRON CORP NEW2.80%$4.1M26,635$149.27$155.29+$181.2K

Industry Allocation

PETROLEUM REFINING
+5.6%
PHARMACEUTICAL PREPARATIONS
+5.2%
NATIONAL COMMERCIAL BANKS
+2.7%
GUIDED MISSILES & SPACE VEHICLES & PARTS
+2.2%
COMPUTER COMMUNICATIONS EQUIPMENT
+2.0%