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Capital Management Associates, Inc.

CIK:0002008851
Investment Adviser
$2B AUM
140 holdings
Bloomington, MN, US
Founded:1980
17 employees
Latest filing:Sep 30, 2025

Capital Management Associates, Inc. is an investment advisory firm based in Bloomington, Minnesota, United States. Founded over 40 years ago, it specializes in comprehensive financial planning and investment management services for individuals, families, and retirement plans across the U.S. The firm is focused on holistic financial solutions including investment management, estate planning, tax planning, retirement planning, legacy planning, and employee compensation. CMA employs 17 professionals, all dedicated to investment and brokerage services, and manages assets totaling over $1.7 billion for more than 850 client accounts, primarily serving high net worth individuals and pension/profit-sharing plans.

Investment Strategy

Capital Management Associates, Inc. employs a client-focused, holistic investment advisory approach designed to align investment strategies with each client's broader financial goals. The firm does not offer proprietary investment products, instead emphasizing risk management, tax efficiency, asset protection, retirement income planning, and legacy planning. Strategic investment management is integrated with comprehensive financial planning, considering each client's needs in areas such as education funding, charitable giving, and executive compensation. CMA's philosophy centers on personalized guidance, maximized impact, and long-term value creation for clients pursuing their financial objectives.

Top Buys
S
SPYSPDR S&P 500 ETF TR
+$15.3M
A
AAPLAPPLE INC
+$3.6M
X
XELXCEL ENERGY INC
+$3.5M
S
SCHBSCHWAB STRATEGIC TR
+$3.4M
Q
QQQINVESCO QQQ TR
+$2.3M
Top Sells
M
MUBISHARES TR
-$1.1M
P
PSAPUBLIC STORAGE OPER CO
-$254.3K
C
CMGCHIPOTLE MEXICAN GRILL INC
-$221.5K
A
ARCCARES CAPITAL CORP
-$221.1K
F
FSKFS KKR CAP CORP
-$174.7K

Top Holdings

S
SCHBSCHWAB STRATEGIC TR
+12.4%$45.7M
S
SPYSPDR S&P 500 ETF TR
+10.8%$39.9M
V
VOOVANGUARD INDEX FDS
+7.6%$28.2M
G
GISGENERAL MLS INC
+6.4%$23.7M
Q
QQQINVESCO QQQ TR
+6.1%$22.7M

Equity Positions (139)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SCHB
SCHWAB STRATEGIC TR12.35%$45.7M1,777,484$21.84$25.71+$3.4M
S
SPY
SPDR S&P 500 ETF TR10.79%$39.9M59,940$590.87$666.18+$15.3M
V
VOO
VANGUARD INDEX FDS7.62%$28.2M46,039$477.54$612.38+$2.2M
G
GIS
GENERAL MLS INC6.41%$23.7M470,248$51.75$50.42+$335.6K
Q
QQQ
INVESCO QQQ TR6.14%$22.7M37,858$442.61$600.37+$2.3M

Industry Allocation

COMMODITY CONTRACTS BROKERS & DEALERS
+7.2%
GRAIN MILL PRODUCTS
+6.4%
ELECTRONIC COMPUTERS
+4.8%
SERVICES-PREPACKAGED SOFTWARE
+2.0%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+1.5%