Centaurus Financial, Inc.
Centaurus Financial, Inc. is a national independent broker/dealer and registered investment adviser headquartered in Anaheim, California. Founded in 1992, the firm offers a broad range of services including securities brokerage, investment advisory, insurance, and retirement planning. It serves over 18,000 clients through more than 650 financial advisers and approximately 95 team members. Centaurus is a member of FINRA and SIPC and provides services to individual investors, offering access to traditional and alternative investment solutions.
Investment Strategy
Centaurus Financial offers comprehensive investment advice, asset allocation, and third-party money manager services, both on a discretionary and non-discretionary basis. The firm focuses on individualized client solutions, including wealth management, retirement planning, alternative investments, and insurance products. As a broker/dealer and RIA, Centaurus emphasizes suitability, product diversification, and regulatory best interest. The firm manages mutual funds, alternative assets, and annuity products, tailoring portfolios to client goals, risk tolerance, and time horizon, leveraging both internal expertise and external third-party managers.
Top Holdings
Equity Positions (907)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | 2.09% | $35.7M | 57,831 | $422.65 | $617.85 | +$1.8M |
B BIL | SPDR SERIES TRUST | 1.82% | $31.1M | 339,128 | $91.59 | $91.73 | -$3.7M |
Q QQQ | INVESCO QQQ TR | 1.71% | $29.3M | 53,057 | $343.49 | $551.64 | +$5.0M |
M META | META PLATFORMS INC | 1.56% | $26.7M | 36,236 | $417.26 | $738.09 | +$5.7M |
A AVGO | BROADCOM INC | 1.50% | $25.8M | 93,442 | $117.15 | $275.65 | +$10.1M |
Options Positions (2)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
G GENI | GENIUS SPORTS LIMITED | Bought | Call | $123.0K | 250 | $10.40 | $10.17 | +100 | +$46.0K |
A ACHR | ARCHER AVIATION INC | Sold | Call | $11.0K | 100 | $10.85 | $9.75 | -50 | -$21.0K |