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Centaurus Financial, Inc.

CIK:0000891943
Investment Adviser
$10B AUM
961 holdings
Anaheim, CA, USA
Founded:1992
95 employees
Latest filing:Jun 30, 2025

Centaurus Financial, Inc. is a national independent broker/dealer and registered investment adviser headquartered in Anaheim, California. Founded in 1992, the firm offers a broad range of services including securities brokerage, investment advisory, insurance, and retirement planning. It serves over 18,000 clients through more than 650 financial advisers and approximately 95 team members. Centaurus is a member of FINRA and SIPC and provides services to individual investors, offering access to traditional and alternative investment solutions.

Investment Strategy

Centaurus Financial offers comprehensive investment advice, asset allocation, and third-party money manager services, both on a discretionary and non-discretionary basis. The firm focuses on individualized client solutions, including wealth management, retirement planning, alternative investments, and insurance products. As a broker/dealer and RIA, Centaurus emphasizes suitability, product diversification, and regulatory best interest. The firm manages mutual funds, alternative assets, and annuity products, tailoring portfolios to client goals, risk tolerance, and time horizon, leveraging both internal expertise and external third-party managers.

Latest 13F Filing Activity

Centaurus Financial, Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 907 equity positions and 2 options positions with a total 13F market value of $2B. The fund increased holdings in Broadcom Inc., Invesco Exch Traded FD TR II, Invesco Exch Traded FD TR II among other positions. Centaurus Financial, Inc. reduced exposure to Apple Inc., Nvidia Corporation, Amazon Com Inc. among others.

Top Buys
A
AVGOBROADCOM INC
+$10.1M
I
IDMOINVESCO EXCH TRADED FD TR II
+$5.9M
Q
QQQMINVESCO EXCH TRADED FD TR II
+$5.8M
M
METAMETA PLATFORMS INC
+$5.7M
Q
QQQINVESCO QQQ TR
+$5.0M
Top Sells
A
AAPLAPPLE INC
-$46.2M
N
NVDANVIDIA CORPORATION
-$36.8M
A
AMZNAMAZON COM INC
-$36.5M
M
MSFTMICROSOFT CORP
-$32.9M
D
DIASPDR DOW JONES INDL AVERAGE
-$8.4M

Top Holdings

S
SPYSPDR S&P 500 ETF TR
+2.1%$35.7M
B
BILSPDR SERIES TRUST
+1.8%$31.1M
Q
QQQINVESCO QQQ TR
+1.7%$29.3M
M
METAMETA PLATFORMS INC
+1.6%$26.7M
A
AVGOBROADCOM INC
+1.5%$25.8M

Equity Positions (907)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
SPDR S&P 500 ETF TR2.09%$35.7M57,831$422.65$617.85+$1.8M
SPDR SERIES TRUST1.82%$31.1M339,128$91.59$91.73-$3.7M
INVESCO QQQ TR1.71%$29.3M53,057$343.49$551.64+$5.0M
META PLATFORMS INC1.56%$26.7M36,236$417.26$738.09+$5.7M
BROADCOM INC1.50%$25.8M93,442$117.15$275.65+$10.1M

Options Positions (2)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
GENIUS SPORTS LIMITEDBought
Call
$123.0K250$10.40$10.17+100+$46.0K
ARCHER AVIATION INCSold
Call
$11.0K100$10.85$9.75-50-$21.0K

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+5.9%
SEMICONDUCTORS & RELATED DEVICES
+5.9%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.1%
ELECTRONIC COMPUTERS
+2.5%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.1%