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Hofer & Associates. Inc.
HOFER & ASSOCIATES, INC (also known as Hofer & Associates Wealth Management) is a SEC-registered investment adviser based in Thousand Oaks, California. The firm provides financial planning and discretionary portfolio management services tailored for individuals, small businesses, and select institutional clients. Founded in 2017, it currently manages regulatory assets in excess of $174 million for approximately 348–749 clients with a professional staff of 3–4 advisors. The firm emphasizes a fiduciary duty and transparent, fee-based advice, primarily serving high-net-worth individuals and families in California and beyond.
Investment Strategy
Hofer & Associates, Inc. focuses on discretionary portfolio management designed to meet the unique needs, goals, and risk tolerances of its clients. The firm constructs diversified portfolios using a mix of equities, ETFs, and other securities aligned to individual investment objectives. Their approach incorporates personalized asset allocation, ongoing risk management, and regular portfolio reviews. The firm operates on a fee-only structure, avoiding commissions and prioritizing client interests through a fiduciary model. Portfolio allocations actively reflect economic conditions, client objectives, and tax considerations.
Latest 13F Filing Activity
Hofer & Associates. Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 60 equity positions with a total 13F market value of $175M. The fund increased holdings in Amgen Inc., SPDR Series Trust, SPDR Series Trust among other positions. Hofer & Associates. Inc. reduced exposure to Elevance Health Inc. Formerly, Vanguard Index FDS, Mastercard Incorporated among others.
Top Holdings
Equity Positions (60)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPYG | SPDR SERIES TRUST | 12.23% | $21.4M | 204,355 | $71.60 | $104.51 | +$1.4M |
B BIL | SPDR SERIES TRUST | 10.00% | $17.5M | 190,344 | $91.75 | $91.75 | +$1.3M |
S SPYV | SPDR SERIES TRUST | 6.67% | $11.6M | 210,495 | $42.80 | $55.33 | +$706.2K |
V VUG | VANGUARD INDEX FDS | 6.15% | $10.7M | 22,393 | $319.36 | $479.61 | +$810.8K |
S STOT | SSGA ACTIVE TR | 3.89% | $6.8M | 143,241 | $48.58 | $47.39 | +$168 |
Industry Allocation
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