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Lake Street Financial LLC

CIK:0001772031
Investment Adviser
$1B AUM
256 holdings
Chicago, IL, United States
Founded:2017
11 employees
Latest filing:Jun 30, 2025

Lake Street Financial LLC (operating as Lake Street Private Wealth) is an SEC Registered Investment Adviser headquartered in Chicago, Illinois. Founded in 2017 by former Merrill advisors, the firm offers comprehensive wealth management and investment advisory services, primarily serving emerging and high-net-worth individuals, their families, and select institutions throughout the United States. As of mid-2024, the firm manages approximately $1 billion in assets and employs between 8–11 staff. Lake Street Private Wealth emphasizes an independent, client-partnered advisory approach free from corporate bureaucracy, seeking to act as a trusted, holistic advisor for all client financial affairs.

Investment Strategy

Lake Street Financial LLC employs a holistic and unbiased wealth management strategy, focused on delivering independent and comprehensive financial advice for high-net-worth individuals, families, and some institutional clients. The firm prioritizes close, long-term client relationships, customized financial planning, and consistent, transparent communication. Their approach leverages rigorous portfolio construction, broad investment selection, and ongoing financial planning to help clients acquire, grow, and preserve wealth. Independence from corporate mandates is a defining trait, allowing for truly client-centric advice and the flexibility to adapt strategies to each client's unique needs and goals.

Top Buys
N
NVDANVIDIA CORPORATION COM
+$12.2M
P
PLTRPALANTIR TECHNOLOGIES INC CL A
+$6.8M
V
VUGVANGUARD GROWTH ETF
+$6.0M
M
MSFTMICROSOFT CORP COM
+$5.4M
P
PYLDPIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND
+$4.3M
Top Sells
H
HYLBDBX ETF TR
-$5.4M
A
ADBEADOBE INC COM
-$3.0M
A
AAPLAPPLE INC COM
-$2.7M
C
CATCATERPILLAR INC
-$2.5M
P
PYPLPAYPAL HLDGS INC
-$2.4M

Top Holdings

V
VTVVANGUARD VALUE ETF
+6.0%$42.1M
N
NVDANVIDIA CORPORATION COM
+5.5%$38.7M
V
VUGVANGUARD GROWTH ETF
+4.8%$33.8M
A
AAPLAPPLE INC COM
+4.4%$30.7M
Q
QQQINVESCO QQQ TRUST SERIES I
+3.0%$21.2M

Equity Positions (253)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VTV
VANGUARD VALUE ETF5.99%$42.1M238,302$140.13$176.74+$3.1M
N
NVDA
NVIDIA CORPORATION COM5.51%$38.7M245,168$10.21$157.99+$12.2M
V
VUG
VANGUARD GROWTH ETF4.81%$33.8M77,157$277.60$438.40+$6.0M
A
AAPL
APPLE INC COM4.36%$30.7M149,472$76.76$205.17-$2.7M
Q
QQQ
INVESCO QQQ TRUST SERIES I3.02%$21.2M38,453$291.54$551.64+$3.7M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+7.0%
SERVICES-PREPACKAGED SOFTWARE
+6.6%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+4.5%
ELECTRONIC COMPUTERS
+4.4%
NATIONAL COMMERCIAL BANKS
+2.5%