Mosaic Financial Group, LLC
Mosaic Financial Group, LLC is an independent investment advisory firm headquartered in Chicago, Illinois. Founded in 2000, the firm is led by Derrick Allen and Timothy DeBruyne, with Jane-Ellen Wolak as a founding partner and tax partner. Mosaic offers a range of services including discretionary and non-discretionary investment advisory, financial and estate planning, tax preparation, consulting, and bookkeeping. The firm employs a team of 24 professionals with expertise in financial and accountancy services, including CFPs and CPAs, and primarily serves high-net-worth individuals, families, and related entities.
Investment Strategy
Mosaic Financial Group emphasizes asset allocation as the primary driver of investment returns and risk. The firm begins each client relationship by reviewing the client’s current investment portfolio and understanding their financial objectives, risk tolerance, liquidity needs, and investment restrictions. Mosaic customizes a target asset allocation consistent with the client’s goals, adjusting this allocation as circumstances change. The firm provides both discretionary and non-discretionary investment advisory, regularly reviews portfolio strategies, and prioritizes frequent communication to ensure alignment between the portfolio and the client's long-term objectives.
Latest 13F Filing Activity
Mosaic Financial Group, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 112 equity positions with a total 13F market value of $131M. The fund increased holdings in Microsoft Corp., Ishares TR, Broadcom Inc. among other positions. Mosaic Financial Group, LLC reduced exposure to Chevron Corp. New, Johnson & Johnson, Conocophillips among others.
Top Holdings
Equity Positions (112)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 10.95% | $14.3M | 23,050 | $528.57 | $620.90 | +$1.6M |
V VIG | VANGUARD SPECIALIZED FUNDS | 10.37% | $13.5M | 66,199 | $181.62 | $204.67 | +$707.0K |
M MSFT | MICROSOFT CORP | 6.66% | $8.7M | 17,484 | $424.86 | $497.41 | +$2.1M |
U UNP | UNION PAC CORP | 4.17% | $5.5M | 23,711 | $242.59 | $230.08 | -$206.0K |
A AAPL | APPLE INC | 3.08% | $4.0M | 19,636 | $173.52 | $205.17 | -$227.0K |
Industry Allocation
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