You're signed outSign in or to get full access.
Regency Capital Management Inc.\de
Regency Capital Management Inc. is an SEC-registered investment adviser headquartered in Honolulu, Hawaii, with an additional office on Bainbridge Island, Washington. Founded in 2021, Regency Capital is owned by Regency Acquisitions LLC, led by Neil Rose. The firm primarily serves high net worth individuals, families, trusts, profit-sharing and pension plans, as well as institutional and non-high-net-worth clients. Regency Capital offers discretionary portfolio management and family office services and has fewer than 25 employees.
Investment Strategy
Regency Capital Management provides discretionary investment management, developing tailored investment policies for each client focused on objectives, risk tolerances, and constraints. Portfolio construction uses a mix of asset classes including U.S. and non-U.S. equities, ETFs, government and corporate debt, mutual funds, foreign currencies, and derivative instruments. The firm emphasizes evidence-based investing, explicit risk controls, and integrates financial, tax, and estate planning in its approach, seeking quality, liquidity, value, and risk management tailored to client circumstances.
Latest 13F Filing Activity
Regency Capital Management Inc.\de filed their most recent 13F report on Sep 30, 2025 disclosing 57 equity positions with a total 13F market value of $210M. The fund increased holdings in American Elec PWR Co. Inc., Vanguard Ftse Developed Markets Etf, Exxon Mobil Corp. among other positions. Regency Capital Management Inc.\de reduced exposure to Alexander & Baldwin Inc., Northwest Nat HLDG Co. Com, Energy Select Sector SPDR Etf among others.
Top Holdings
Equity Positions (57)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC 'B | 7.23% | $15.2M | 30,238 | $286.13 | $502.74 | +$587.0K | |
M MKL | MARKEL CORP | 6.20% | $13.0M | 6,825 | $1410.56 | $1911.36 | -$551.0K |
C COST | COSTCO WHOLESALE CORP | 6.19% | $13.0M | 14,067 | $407.32 | $925.63 | -$830.4K |
I IAU | iSHARES GOLD TRUST | 5.98% | $12.6M | 172,804 | $42.57 | $72.77 | +$1.9M |
C CB | CHUBB LIMITED | 5.35% | $11.3M | 39,876 | $262.21 | $282.25 | +$230.0K |
Industry Allocation
Investment Team (1)
| Name | Role | Location | |
|---|---|---|---|
K Kawika Shoji | Financial Advisor and Portfolio Manager | Honolulu, HI , United States |
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more