Regency Capital Management Inc.\de
Regency Capital Management Inc. is an SEC-registered investment adviser headquartered in Honolulu, Hawaii, with an additional office on Bainbridge Island, Washington. Founded in 2021, Regency Capital is owned by Regency Acquisitions LLC, led by Neil Rose. The firm primarily serves high net worth individuals, families, trusts, profit-sharing and pension plans, as well as institutional and non-high-net-worth clients. Regency Capital offers discretionary portfolio management and family office services and has fewer than 25 employees.
Investment Strategy
Regency Capital Management provides discretionary investment management, developing tailored investment policies for each client focused on objectives, risk tolerances, and constraints. Portfolio construction uses a mix of asset classes including U.S. and non-U.S. equities, ETFs, government and corporate debt, mutual funds, foreign currencies, and derivative instruments. The firm emphasizes evidence-based investing, explicit risk controls, and integrates financial, tax, and estate planning in its approach, seeking quality, liquidity, value, and risk management tailored to client circumstances.
Top Holdings
Equity Positions (57)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
B BRK-B | BERKSHIRE HATHAWAY INC 'B | 7.23% | $15.2M | 30,238 | $286.13 | $502.74 | +$587.0K |
M MKL | MARKEL CORP | 6.20% | $13.0M | 6,825 | $1410.56 | $1911.36 | -$551.0K |
C COST | COSTCO WHOLESALE CORP | 6.19% | $13.0M | 14,067 | $407.32 | $925.63 | -$830.4K |
I IAU | iSHARES GOLD TRUST | 5.98% | $12.6M | 172,804 | $42.57 | $72.77 | +$1.9M |
C CB | CHUBB LIMITED | 5.35% | $11.3M | 39,876 | $262.21 | $282.25 | +$230.0K |
Industry Allocation
Investment Team (1)
| Name | Role | Location | |
|---|---|---|---|
K Kawika Shoji | Financial Advisor and Portfolio Manager | Honolulu, HI , United States |