Rock Point Advisors, LLC
Rock Point Advisors, LLC is an investment advisory firm based in Burlington, Vermont. Founded in 2004 by Michael Huffman and Todd Wulfson, with Tim Humphrey also as a principal owner, the firm is a registered investment adviser with the SEC. As of 2025, the firm employs 9 staff members and primarily serves individuals, high net worth individuals, and charitable organizations, providing portfolio management and investment counseling services tailored to each client's objectives and risk tolerance.
Investment Strategy
Rock Point Advisors employs a customized investment approach centered on clients’ financial objectives and risk tolerances. Portfolios are managed using a combination of publicly traded equities, fixed income securities, exchange-traded funds, mutual funds, and cash instruments. The firm creates tailored Investment Policy Statements for clients, reviews accounts on an ongoing basis, and provides personalized investment counseling and ancillary financial planning. Clients may restrict certain security types in their portfolios, and the firm adapts portfolio management accordingly.
Top Holdings
Equity Positions (108)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
C C | Citigroup | 5.68% | $20.1M | 236,597 | $49.79 | $85.12 | +$3.3M |
A AVGO | Broadcom Ltd | 3.68% | $13.0M | 47,334 | $35.34 | $275.65 | +$2.8M |
C CSCO | Cisco Systems | 3.53% | $12.5M | 180,331 | $41.35 | $69.38 | +$1.3M |
A AES | AES | 3.39% | $12.0M | 1,143,467 | $16.43 | $10.52 | +$551.1K |
T TJX | TJX Companies | 3.29% | $11.7M | 94,518 | $46.64 | $123.49 | -$2.6M |