Waverly Advisors, LLC
Waverly Advisors, LLC is an SEC-registered investment advisory firm headquartered in Birmingham, Alabama. Founded in 1999, the firm provides fee-only investment management, financial planning, and consulting services to individuals, families, businesses, institutions, and retirement plans. The firm emphasizes fiduciary responsibility, employing an investment committee that oversees strategy and execution. With over 280 employees, Waverly Advisors is majority owned by WAAM Parent, LLC and ultimately by HGCC Fund IV-A, L.P., serving a broad client base nationwide.
Investment Strategy
Waverly Advisors employs a disciplined investment committee approach, offering customized investment management services to clients in a fiduciary capacity. Their strategy includes direct investment management, retirement plan consulting for both trustee-directed and participant-directed plans, model portfolio construction, asset allocation advice, and oversight of affiliated private funds. The firm acts as an ERISA fiduciary when managing retirement assets and tailors investment objectives according to the client’s goals, with an emphasis on best execution, risk management, and long-term growth.
Top Holdings
Equity Positions (1,168)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 7.53% | $686.1M | 1,105,028 | $486.61 | $620.90 | +$109.7M |
V VUG | VANGUARD INDEX FDS | 3.45% | $314.1M | 716,569 | $206.94 | $438.40 | +$63.2M |
V VIG | VANGUARD SPECIALIZED FUNDS | 2.06% | $187.8M | 917,465 | $162.32 | $204.67 | +$14.9M |
A AAPL | APPLE INC | 2.03% | $184.8M | 900,513 | $189.89 | $205.17 | -$14.0M |
M MSFT | MICROSOFT CORP | 1.78% | $162.3M | 326,326 | $381.29 | $497.41 | +$41.9M |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
P PLTR | PALANTIR TECHNOLOGIES INC | New | Put | $1.5M | 107 | $136.32 | $136.32 | +107 | +$1.5M |