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Sarah Johnson

Sarah Johnson

Principal at Castleark Management LLC

Chicago, IL , United States

About

Sarah Johnson is Principal and Chief Compliance Officer at CastleArk Management LLC, based in Chicago, Illinois. In her current role, she oversees all compliance functions and plays a key leadership role in ensuring the firm adheres to regulatory and fiduciary standards across its diverse investment strategies, including large cap growth, small cap growth, SMID growth, international equity, and energy asset classes.

Prior to joining CastleArk in December 2021, Sarah built a distinguished career at PPM America, Inc., where she served for nearly three decades as Senior Managing Director and Head of Equity Trading, overseeing public equity trading operations and playing a significant role in shaping trading strategies for institutional equity portfolios. Her expertise covers equity markets and compliance, with practical experience spanning trust administration and settlement from the early stages of her career.

Sarah holds a JD from DePaul University College of Law and a BBA in Finance from the University of Michigan - Stephen M. Ross School of Business. Her deep regulatory knowledge and background in both legal and trading functions allow her to bridge operational excellence with investment integrity, contributing significantly to CastleArk's reputation for prudent asset management and industry best practices.

Career History

OrganizationRoleDate RangeDetails
CastleArk Management LLCPrincipalDec 2021 to Present
PPM America, Inc.Senior Managing Director, Head of Equity TradingNov 1993 to Oct 2021
U.S. equity manager for institutional clients.

Education

DePaul University College of Law

JD

1989 1993

University of Michigan - Stephen M. Ross School of Business

BBA, Finance

1983 1987

Others at Castleark Management LLC (15)

NameRoleLocation
Ajoy Reddi
Ajoy Reddi
Principal and Portfolio ManagerChicago, IL , United States
Anthony Kies
Anthony Kies
Research AnalystChicago, IL , United States
B
Brandy Hamilton
Senior TraderChesterton, IN , United States
D
Daniel Becker
Principal, Co-Chief Investment OfficerChicago, IL , United States
Dillon Hoover
Dillon Hoover
Senior AnalystChicago, IL , United States
G
Grover Cole
AnalystChicago, IL , United States
J
Jim Stark
Portfolio Manager - Small Cap GrowthChicago, IL , United States
K
Kain Cederberg
Head Of TradingChicago, IL , United States
Kevin Gergits
Kevin Gergits
PrincipalChicago, IL , United States
Lina Ciamei
Lina Ciamei
AnalystChicago, IL , United States
Showing 1-10 of 15 team members

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