Guggenheim Capital LLC
Guggenheim Capital LLC is a subsidiary and affiliated investment adviser of Guggenheim Partners, a major financial services firm based in New York City, NY, United States. The firm specializes in investment management, securities, and insurance services. Guggenheim Capital was established to serve institutional investors, corporations, governments, and high-net-worth individuals, offering portfolio management and asset allocation across public and private markets. The broader Guggenheim Partners firm was founded in 1999 and has thousands of employees globally, while Guggenheim Capital LLC manages several billions in assets directly and acts as a reporting entity for SEC purposes.
Investment Strategy
Guggenheim Capital LLC utilizes a diversified, multi-asset investment approach, managing portfolios across equities, fixed income, and alternative investments. The firm employs active management and quantitative analysis, targeting risk-adjusted returns and capital preservation while adapting to changing market conditions. Their strategy includes long-term convictions in leading companies, sector rotation, and opportunistic investments in both public and private markets, with substantial allocations to US large-cap technology and consumer companies as well as ETFs and structured securities.
Top Holdings
Equity Positions (1,564)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 4.37% | $551.2M | 3,489,079 | $32.28 | $157.99 | +$228.8M |
M MSFT | MICROSOFT CORP | 3.96% | $498.8M | 1,002,820 | $221.33 | $497.41 | +$182.3M |
A AAPL | APPLE INC | 3.13% | $394.5M | 1,922,953 | $97.27 | $205.17 | +$35.6M |
A AVGO | BROADCOM INC | 2.48% | $312.3M | 1,133,100 | $75.98 | $275.65 | +$146.1M |
A AMZN | AMAZON COM INC | 2.37% | $298.3M | 1,359,885 | $106.78 | $219.39 | +$81.8M |
Options Positions (2)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | Bought | Call | $135.7M | 2,196 | $617.85 | $491.91 | +174 | +$22.6M |
S SPY | SPDR S&P 500 ETF TR | Bought | Put | $135.7M | 2,196 | $617.85 | $496.62 | +174 | +$22.6M |