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DG Capital Management, LLC
DG Capital Management, LLC is an investment management firm headquartered in New York, NY. Founded and led by Dov Gertzulin, the firm specializes in value-driven investment strategies, focusing primarily on event-driven opportunities within public equities and corporate credit markets. DG Capital Management manages several hundred million dollars in assets and serves institutional clients, including pension funds, endowments, and family offices. As of 2025, the firm employs approximately 10 investment professionals.
Investment Strategy
DG Capital Management, LLC pursues an event-driven and value-oriented investment strategy, targeting opportunities created by corporate actions such as mergers, spinoffs, restructurings, and catalysts within North American and select global markets. The firm analyzes public equities and occasionally credit investments, seeking to capitalize on market inefficiencies and special situations through rigorous bottom-up research.
Latest 13F Filing Activity
DG Capital Management, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 14 equity positions and 9 options positions with a total 13F market value of $329M. The fund increased holdings in Cooper Cos Inc., Mercury Genl Corp. New, Burford Cap LTD among other positions. DG Capital Management, LLC reduced exposure to Talen Energy Corp., Goodyear Tire & Rubr Co., Magnera Corp. among others.
Top Holdings
Equity Positions (14)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
M MCY | MERCURY GENL CORP NEW | 12.45% | $41.0M | 608,585 | $56.34 | $67.34 | +$8.3M |
B BUR | BURFORD CAP LTD | 8.52% | $28.1M | 1,967,713 | $11.58 | $14.26 | +$6.7M |
T THC | TENET HEALTHCARE CORP | 7.20% | $23.7M | 134,644 | $72.19 | $176.00 | +$1.4M |
A ATEX | ANTERIX INC | 6.69% | $22.0M | 858,039 | $30.91 | $25.65 | -$1.6M |
C COO | COOPER COS INC | 6.16% | $20.3M | 284,963 | $71.16 | $71.16 | +$20.3M |
Options Positions (9)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
T TLT | ISHARES TR | Bought | Call | $35.3M | 4,000 | $88.25 | $89.99 | +1,500 | +$12.5M |
M MCY | MERCURY GENL CORP NEW | Bought | Call | $25.6M | 3,802 | $67.34 | $57.02 | +371 | +$6.4M |
S SPY | SPDR S&P 500 ETF TR | Bought | Put | $24.7M | 400 | $617.85 | $617.85 | +400 | +$24.7M |
T THC | TENET HEALTHCARE CORP | Bought | Put | $10.8M | 612 | $176.00 | $176.00 | +612 | +$10.8M |
I IWM | ISHARES TR | New | Put | $9.7M | 450 | $215.79 | $215.79 | +450 | +$9.7M |
Industry Allocation
Investment Team (9)
| Name | Role | Location | |
|---|---|---|---|
| Research Analyst | New York, NY , United States | ||
| Senior Analyst | New York, NY , United States | ||
R Rahul Bhan | Senior Analyst | New York, NY , United States | |
T Timothy O'Brien | Director of Research | FL , United States | |
T Tommy Kaminsky | Analyst | New York, NY , United States | |
A Ashish Sharma | Managing Principal | New York, NY , United States | |
 | Managing Principal | New York, NY , United States | |
 | Senior Research Analyst | New York, NY , United States | |
M Manu Daftary | President | Boston, MA , United States |
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