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Berger Financial Group, Inc.

CIK:0001826136
Investment Adviser
$2B AUM
445 holdings
Plymouth, MN, United States
Founded:1982
64 employees
Latest filing:Sep 30, 2025

Berger Financial Group, Inc. is a Plymouth, Minnesota-based registered investment adviser founded over 42 years ago. The firm offers comprehensive wealth management, financial planning, portfolio management, and income tax planning services. With more than 60 employees, including financial planners and CPAs, Berger Financial Group serves retail investors, families, and high-net-worth individuals. Its unique value is a tax-efficient, collaborative planning approach that integrates investment and tax strategies to help clients achieve long-term financial success.

Investment Strategy

Berger Financial Group focuses on providing comprehensive, tax-efficient financial planning and asset management tailored to individual client goals. The firm employs a personalized process that integrates investment management, financial planning, retirement, estate, and income tax planning. Investments typically include stocks, bonds, mutual funds, ETFs, and options. Berger is usually granted discretionary authority to manage client accounts, and places an emphasis on aligning financial strategies with both short-term needs and long-term prosperity. The firm’s approach actively incorporates experienced planners and CPAs to implement multi-year financial and tax solutions, setting it apart from traditional advisers.

Top Buys
A
AAPLAPPLE INC
+$7.8M
S
SCHGSCHWAB STRATEGIC TR
+$6.0M
S
SCHXSCHWAB STRATEGIC TR
+$5.8M
C
CHRWC H ROBINSON WORLDWIDE INC
+$5.5M
P
PJFGPGIM ETF TR
+$5.4M
Top Sells
C
CNCCENTENE CORP DEL
-$4.8M
I
ITGARTNER INC
-$4.6M
F
FTNTFORTINET INC
-$1.2M
D
DLNWISDOMTREE TR
-$1.1M
C
COSTCOSTCO WHSL CORP NEW
-$956.1K

Top Holdings

S
SCHDSCHWAB STRATEGIC TR
+5.0%$83.5M
P
PJFGPGIM ETF TR
+4.8%$79.9M
S
SCHGSCHWAB STRATEGIC TR
+4.3%$72.4M
J
JBNDJ P MORGAN EXCHANGE TRADED F
+4.2%$69.6M
S
SCHXSCHWAB STRATEGIC TR
+3.7%$62.3M

Equity Positions (427)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SCHD
SCHWAB STRATEGIC TR4.99%$83.5M3,057,211$26.07$27.30+$3.3M
P
PJFG
PGIM ETF TR4.78%$79.9M724,408$61.47$110.32+$5.4M
S
SCHG
SCHWAB STRATEGIC TR4.33%$72.4M2,267,841$20.37$31.91+$6.0M
J
JBND
J P MORGAN EXCHANGE TRADED F4.16%$69.6M1,285,301$52.11$54.16+$1.7M
S
SCHX
SCHWAB STRATEGIC TR3.72%$62.3M2,363,403$18.25$26.34+$5.8M

Options Positions (6)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
V
VOO
VANGUARD INDEX FDS
Put
$1.5M25$612.38$538.810+$110.9K
E
EFA
ISHARES TRNew
Call
$280.1K30$93.37$93.37+30+$280.1K
S
SLV
ISHARES SILVER TRNew
Call
$233.0K55$42.37$42.37+55+$233.0K
U
UNH
UNITEDHEALTH GROUP INCSold
Call
$138.1K4$345.30$311.97-150.25-$4.7M
X
XLI
SELECT SECTOR SPDR TRNew
Call
$108.0K7$154.23$154.23+7+$108.0K

Industry Allocation

ELECTRONIC COMPUTERS
+2.5%
SEMICONDUCTORS & RELATED DEVICES
+2.4%
SERVICES-PREPACKAGED SOFTWARE
+2.1%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+1.7%
FIRE, MARINE & CASUALTY INSURANCE
+1.7%