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Berger Financial Group, Inc.
Berger Financial Group, Inc. is a Plymouth, Minnesota-based registered investment adviser founded over 42 years ago. The firm offers comprehensive wealth management, financial planning, portfolio management, and income tax planning services. With more than 60 employees, including financial planners and CPAs, Berger Financial Group serves retail investors, families, and high-net-worth individuals. Its unique value is a tax-efficient, collaborative planning approach that integrates investment and tax strategies to help clients achieve long-term financial success.
Investment Strategy
Berger Financial Group focuses on providing comprehensive, tax-efficient financial planning and asset management tailored to individual client goals. The firm employs a personalized process that integrates investment management, financial planning, retirement, estate, and income tax planning. Investments typically include stocks, bonds, mutual funds, ETFs, and options. Berger is usually granted discretionary authority to manage client accounts, and places an emphasis on aligning financial strategies with both short-term needs and long-term prosperity. The firm’s approach actively incorporates experienced planners and CPAs to implement multi-year financial and tax solutions, setting it apart from traditional advisers.
Latest 13F Filing Activity
Berger Financial Group, Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 427 equity positions and 6 options positions with a total 13F market value of $2B. The fund increased holdings in Apple Inc., Schwab Strategic TR, Schwab Strategic TR among other positions. Berger Financial Group, Inc. reduced exposure to Centene Corp. Del, Gartner Inc., Fortinet Inc. among others.
Top Holdings
Equity Positions (427)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SCHD | SCHWAB STRATEGIC TR | 4.99% | $83.5M | 3,057,211 | $26.07 | $27.30 | +$3.3M |
P PJFG | PGIM ETF TR | 4.78% | $79.9M | 724,408 | $61.47 | $110.32 | +$5.4M |
S SCHG | SCHWAB STRATEGIC TR | 4.33% | $72.4M | 2,267,841 | $20.37 | $31.91 | +$6.0M |
J JBND | J P MORGAN EXCHANGE TRADED F | 4.16% | $69.6M | 1,285,301 | $52.11 | $54.16 | +$1.7M |
S SCHX | SCHWAB STRATEGIC TR | 3.72% | $62.3M | 2,363,403 | $18.25 | $26.34 | +$5.8M |
Options Positions (6)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
V VOO | VANGUARD INDEX FDS | — | Put | $1.5M | 25 | $612.38 | $538.81 | 0 | +$110.9K |
E EFA | ISHARES TR | New | Call | $280.1K | 30 | $93.37 | $93.37 | +30 | +$280.1K |
S SLV | ISHARES SILVER TR | New | Call | $233.0K | 55 | $42.37 | $42.37 | +55 | +$233.0K |
U UNH | UNITEDHEALTH GROUP INC | Sold | Call | $138.1K | 4 | $345.30 | $311.97 | -150.25 | -$4.7M |
X XLI | SELECT SECTOR SPDR TR | New | Call | $108.0K | 7 | $154.23 | $154.23 | +7 | +$108.0K |
Industry Allocation
Investment Team (4)
| Name | Role | Location | |
|---|---|---|---|
 | Paraplanner and Trader | Minneapolis, MN , United States | |
 | Portfolio Analyst | Saint Paul, MN , United States | |
 | Chief Investment Officer | Minneapolis, MN , United States | |
S Stacey Messick | Stock Trader | Saint Joseph, MN , United States |
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