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Financial Perspectives, Inc.

CIK:0002003287
Investment Adviser
$73M AUM
724 holdings
Minneapolis, MN, United States
Founded:1985
6 employees
Latest filing:Sep 30, 2025

Financial Perspectives, Inc. is a full-service wealth management and independent registered investment adviser headquartered in Minneapolis, MN. Founded in 1985 by Michael T. Dugan, the firm provides holistic financial advice and investment management focused on accumulating, preserving, and passing on client wealth. The company emphasizes trust, integrity, and individualized solutions to serve high-net-worth individuals, families, and institutions. Employee count is not publicly disclosed.

Investment Strategy

Financial Perspectives, Inc. offers customized investment strategies utilizing a broad range of asset classes, including ETFs, mutual funds, stocks, bonds, REITs, and alternatives to construct diversified portfolios. The firm operates as an independent adviser without bias to product or affiliation, tailoring advice to each client's specific goals, risk tolerances, and circumstances. Their process integrates comprehensive financial planning, with ongoing estate, tax, and insurance considerations, ensuring alignment with each client’s long-term vision and objectives.

Top Buys
A
AAPLAPPLE INC
+$2.9M
G
GOOGALPHABET INC
+$1.8M
A
AVGOBROADCOM INC
+$1.7M
V
VGTVANGUARD WORLD FD
+$1.7M
M
MDTMEDTRONIC PLC
+$1.6M
Top Sells
B
BSXBOSTON SCIENTIFIC CORP
-$1.1M
M
MELIMERCADOLIBRE INC
-$365.9K
N
NVONOVO-NORDISK A S
-$145.4K
O
OGIGALPS ETF TR
-$106.6K
I
ISRGINTUITIVE SURGICAL INC
-$104.9K

Top Holdings

M
MDTMEDTRONIC PLC
+5.7%$20.7M
V
VGTVANGUARD WORLD FD
+5.7%$20.6M
V
VYMVANGUARD WHITEHALL FDS
+5.6%$20.2M
M
MSFTMICROSOFT CORP
+4.8%$17.2M
A
AAPLAPPLE INC
+4.5%$16.3M

Equity Positions (711)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
M
MDT
MEDTRONIC PLC5.73%$20.7M216,940$114.70$95.24+$1.6M
V
VGT
VANGUARD WORLD FD5.72%$20.6M27,642$422.75$746.63+$1.7M
V
VYM
VANGUARD WHITEHALL FDS5.61%$20.2M143,525$104.65$140.95+$1.5M
M
MSFT
MICROSOFT CORP4.78%$17.2M33,250$243.85$517.95+$479.6K
A
AAPL
APPLE INC4.52%$16.3M63,968$126.83$254.63+$2.9M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+8.4%
SERVICES-PREPACKAGED SOFTWARE
+6.9%
ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS
+5.7%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.0%
ELECTRONIC COMPUTERS
+4.5%