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Nations Financial Group Inc. /ia/ /adv
Nations Financial Group, Inc. is an independent, SEC-registered investment adviser and wealth management firm headquartered in Cedar Rapids, Iowa. Founded in 1999, it supports top-tier independent financial advisors by providing robust systems, service, guidance, and support for growing, running, and protecting their practices. As of 2025, the firm employs fewer than 25 staff members and operates with a fiduciary standard, serving advisors seeking independence, comprehensive tools, and resources to deliver wealth management services to their clients.
Investment Strategy
Nations Financial Group, Inc. provides advisory services through both asset-based and fixed-fee structures, including wrap and non-wrap programs tailored to individual client needs. The firm emphasizes client well-being and prosperity using its 'TrueWealth' philosophy, focusing on assisting independent advisors with tools, resources, and support to grow, run, and protect their businesses and their clients’ assets. The firm prioritizes fiduciary responsibility, customized financial planning, portfolio management, and minimizing risk exposure. Their investment strategies are designed around the individual goals of advisors’ clients, with an emphasis on transparency, independence, and holistic wealth management.
Latest 13F Filing Activity
Nations Financial Group Inc. /ia/ /adv filed their most recent 13F report on Jun 30, 2025 disclosing 672 equity positions with a total 13F market value of $1B. The fund increased holdings in Nvidia Corporation Com, Microsoft Corp. Com, Global X Uranium Etf among other positions. Nations Financial Group Inc. /ia/ /adv reduced exposure to Apple Inc. Com, Exxon Mobil Corp. Com, Unitedhealth Group Inc. Com among others.
Top Holdings
Equity Positions (672)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 2.55% | $37.1M | 76,472 | $302.15 | $485.77 | -$611.6K | |
N NVDA | NVIDIA CORPORATION COM | 2.55% | $37.1M | 234,598 | $19.72 | $157.99 | +$12.1M |
M MSFT | MICROSOFT CORP COM | 2.47% | $35.9M | 72,254 | $247.86 | $497.41 | +$9.5M |
A AAPL | APPLE INC COM | 2.17% | $31.5M | 153,659 | $86.12 | $205.17 | -$6.7M |
I IJH | ISHARES CORE S&P MID-CAP ETF | 1.88% | $27.4M | 441,264 | $39.66 | $62.02 | +$1.8M |
Industry Allocation
Investment Team (3)
| Name | Role | Location | |
|---|---|---|---|
A Aaron Tank | Trading and Risk Specialist | Cedar Rapids, IA , United States | |
 | Risk and Trading Specialist | Cedar Rapids, IA , United States | |
C Crystal Walter | Trading and Risk Specialist | Cedar Rapids, IA , United States |
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