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Northcape Wealth Management, LLC
NorthCape Wealth Management, LLC is a Williamsville, NY-based SEC-registered investment adviser founded in 2021. The firm offers comprehensive wealth management, financial planning, investment advisory, and consulting services, acting as a fiduciary and 'personal CFO' for clients. With approximately 6 employees, NorthCape primarily serves high-net-worth individuals, families, and charitable organizations, delivering holistic and unbiased financial guidance tailored to client goals and risk profiles.
Investment Strategy
NorthCape Wealth Management provides discretionary and non-discretionary investment advisory services through goal-based, risk-managed, and tax-aware strategies. The firm employs a consultative, process-driven approach, offering ongoing investment monitoring, tailored financial planning, and wrap-fee programs, generally requiring a $500,000 minimum initial investment for new households. NorthCape constructs portfolios in line with client objectives, seeking to balance growth, capital preservation, and tax efficiency, and integrates estate and liability management into long-term planning.
Latest 13F Filing Activity
Northcape Wealth Management, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 136 equity positions and 1 options positions with a total 13F market value of $328M. The fund increased holdings in Broadcom Inc., Microsoft Corp., Eli Lilly & Co. among other positions. Northcape Wealth Management, LLC reduced exposure to Merck & Co. Inc., Discover Finl SVCS, Exxon Mobil Corp. among others.
Top Holdings
Equity Positions (136)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
G GLD | SPDR GOLD TR | 6.89% | $22.6M | 74,118 | $176.83 | $304.83 | +$525.3K |
J JAAA | JANUS DETROIT STR TR | 5.46% | $17.9M | 352,647 | $50.70 | $50.75 | +$169.9K |
L LQD | ISHARES TR | 4.33% | $14.2M | 129,575 | $110.79 | $109.61 | +$116.0K |
I IEFA | ISHARES TR | 3.95% | $12.9M | 155,072 | $74.04 | $83.48 | +$1.3M |
I IQLT | ISHARES TR | 3.12% | $10.2M | 237,097 | $32.53 | $43.22 | +$804.8K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
C C | CITIGROUP INC | Sold | Put | $340.5K | 0 | $85.12 | $70.97 | -39.6 | +$56.5K |
Industry Allocation
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