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Providence Capital Advisors, LLC

CIK:0001730814
Investment Adviser
$916M AUM
232 holdings
Charlotte, NC, United States
Founded:2011
13 employees
Latest filing:Jun 30, 2025

Providence Capital Advisors, LLC is an SEC-registered, independent, employee-owned investment advisory firm headquartered in Charlotte, North Carolina. The firm was founded in 2011 and manages nearly $1 billion in assets for high net worth individuals, families, and select pension and profit-sharing plans. With a team of 13 professionals, the firm provides personalized portfolio management, investment advice, and financial planning services tailored to affluent and discerning clients.

Investment Strategy

Providence Capital Advisors focuses on portfolio management and investment advisory services for high net worth individuals and families. The firm invests across a broad array of public equity and fixed income securities, emphasizing personalized, long-term strategies developed from in-depth research and risk management. Their client-centric approach ensures each portfolio is designed to reflect the client's individual investment objectives, risk tolerance, time horizon, and financial goals, employing diversified allocations and prudent asset selection.

Top Buys
O
ORCLORACLE CORP
+$8.8M
A
AVGOBROADCOM INC
+$7.1M
C
CCITIGROUP INC
+$6.7M
M
MSFTMICROSOFT CORP
+$6.2M
C
CARRCARRIER GLOBAL CORPORATION
+$6.0M
Top Sells
T
TSNTYSON FOODS INC
-$6.8M
A
AESAES CORP
-$6.0M
M
MCHPMICROCHIP TECHNOLOGY INC.
-$5.3M
D
DOWDOW INC
-$5.1M
N
NXPINXP SEMICONDUCTORS N V
-$5.1M

Top Holdings

A
AAPLAPPLE INC
+4.3%$23.2M
M
MSFTMICROSOFT CORP
+4.2%$23.1M
I
IVVISHARES TR
+2.9%$15.9M
N
NVDANVIDIA CORPORATION
+2.2%$12.1M
J
JPMJPMORGAN CHASE &CO.
+2.2%$11.7M

Equity Positions (232)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
A
AAPL
APPLE INC4.26%$23.2M112,980$167.39$205.17+$1.4M
M
MSFT
MICROSOFT CORP4.23%$23.1M46,345$253.99$497.41+$6.2M
I
IVV
ISHARES TR2.93%$15.9M25,675$344.54$620.90+$2.4M
N
NVDA
NVIDIA CORPORATION2.22%$12.1M76,559$18.66$157.99+$4.0M
J
JPM
JPMORGAN CHASE &CO.2.15%$11.7M40,413$132.17$289.91+$1.1M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+8.3%
NATIONAL COMMERCIAL BANKS
+7.2%
PHARMACEUTICAL PREPARATIONS
+6.5%
SEMICONDUCTORS & RELATED DEVICES
+4.8%
ELECTRONIC COMPUTERS
+4.3%