Sign in

You're signed outSign in or to get full access.

Providence Capital Advisors, LLC

CIK:0001730814
Investment Adviser
$916M AUM
232 holdings
Charlotte, NC, United States
Founded:2011
13 employees
Latest filing:Jun 30, 2025

Providence Capital Advisors, LLC is an SEC-registered, independent, employee-owned investment advisory firm headquartered in Charlotte, North Carolina. The firm was founded in 2011 and manages nearly $1 billion in assets for high net worth individuals, families, and select pension and profit-sharing plans. With a team of 13 professionals, the firm provides personalized portfolio management, investment advice, and financial planning services tailored to affluent and discerning clients.

Investment Strategy

Providence Capital Advisors focuses on portfolio management and investment advisory services for high net worth individuals and families. The firm invests across a broad array of public equity and fixed income securities, emphasizing personalized, long-term strategies developed from in-depth research and risk management. Their client-centric approach ensures each portfolio is designed to reflect the client's individual investment objectives, risk tolerance, time horizon, and financial goals, employing diversified allocations and prudent asset selection.

Latest 13F Filing Activity

Providence Capital Advisors, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 232 equity positions with a total 13F market value of $545M. The fund increased holdings in Oracle Corp., Broadcom Inc., Citigroup Inc. among other positions. Providence Capital Advisors, LLC reduced exposure to Tyson Foods Inc., Aes Corp., Microchip Technology Inc. among others.

Top Buys
O
ORCLORACLE CORP
+$8.8M
A
AVGOBROADCOM INC
+$7.1M
C
CCITIGROUP INC
+$6.7M
M
MSFTMICROSOFT CORP
+$6.2M
C
CARRCARRIER GLOBAL CORPORATION
+$6.0M
Top Sells
T
TSNTYSON FOODS INC
-$6.8M
A
AESAES CORP
-$6.0M
M
MCHPMICROCHIP TECHNOLOGY INC.
-$5.3M
D
DOWDOW INC
-$5.1M
N
NXPINXP SEMICONDUCTORS N V
-$5.1M

Top Holdings

A
AAPLAPPLE INC
+4.3%$23.2M
M
MSFTMICROSOFT CORP
+4.2%$23.1M
I
IVVISHARES TR
+2.9%$15.9M
N
NVDANVIDIA CORPORATION
+2.2%$12.1M
J
JPMJPMORGAN CHASE &CO.
+2.2%$11.7M

Equity Positions (232)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
APPLE INC4.26%$23.2M112,980$167.39$205.17+$1.4M
MICROSOFT CORP4.23%$23.1M46,345$253.99$497.41+$6.2M
ISHARES TR2.93%$15.9M25,675$344.54$620.90+$2.4M
NVIDIA CORPORATION2.22%$12.1M76,559$18.66$157.99+$4.0M
JPMORGAN CHASE &CO.2.15%$11.7M40,413$132.17$289.91+$1.1M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+7.3%
PHARMACEUTICAL PREPARATIONS
+6.7%
ELECTRONIC COMPUTERS
+6.3%
SEMICONDUCTORS & RELATED DEVICES
+6.3%
NATIONAL COMMERCIAL BANKS
+6.2%