Rocky Mountain Advisers, LLC
Rocky Mountain Advisers, LLC is a US-based investment advisory firm headquartered in Salina, Kansas. The firm is registered with the SEC (CIK: 0001512779, CRD: 148479) and primarily serves high net worth individuals, investment companies, and charitable organizations. Rocky Mountain Advisers manages $2.6 billion in assets and employs approximately 10 people, with 40% in investor-facing roles. The firm has been active in the investment advisory space since 2011, reporting on its holdings through regular SEC 13F filings.
Investment Strategy
Rocky Mountain Advisers, LLC manages assets across discretionary accounts for a diversified mix of clients, including high net worth individuals and institutional clients such as investment companies and charitable organizations. Holdings span equities, ETFs, and other public securities, with a focus on risk-adjusted returns and balanced diversified allocations tailored to each client segment’s needs. The firm does not employ brokers and provides personalized wealth management solutions.
Top Holdings
Equity Positions (273)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SRHQ | ELEVATION SERIES TRUST | 48.62% | $166.5M | 4,308,340 | $27.70 | $38.65 | +$5.6M |
S SCHD | SCHWAB STRATEGIC TR | 7.25% | $24.8M | 909,561 | $23.77 | $27.30 | +$284.0K |
J JPM | JPMORGAN CHASE & CO | 5.27% | $18.0M | 57,220 | $100.87 | $315.43 | +$1.5M |
U UTF | COHEN & STEERS INFRASTRUCTUR | 2.95% | $10.1M | 407,876 | $20.77 | $24.80 | -$876.0K |
S SCHB | SCHWAB STRATEGIC TR | 2.91% | $10.0M | 387,881 | $14.09 | $25.71 | +$731.1K |