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Sigma Planning Corp.

CIK:0001449126
Investment Adviser
$18B AUM
1,244 holdings
Ann Arbor, MI, United States
Founded:1983
800 employees
Latest filing:Jun 30, 2025

Sigma Planning Corporation (SPC) is an independent financial advisory firm, headquartered in Ann Arbor, Michigan, and founded in 1983. It is affiliated with Sigma Financial Corporation, forming a comprehensive financial services group that offers financial planning, portfolio management, and consulting to both individual and institutional clients. SPC employs more than 800 representatives and services clients nationwide, catering to high-net-worth and non-high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm is recognized for personalized client service and disciplined investment management.

Investment Strategy

Sigma Planning Corporation and its representatives employ various investment strategies, including charting and technical analysis, fundamental and cyclical analysis, long-term and short-term purchases, margin transactions, and options trading. SPC emphasizes appropriate asset allocation, consistent monitoring, and disciplined rebalancing tailored to individual client objectives. The firm distinguishes itself with a comprehensive, client-focused approach, aiming for financial planning today to achieve financial freedom tomorrow. SPC manages portfolios both on a discretionary and non-discretionary basis and offers tailored solutions for retirement plans, donor-advised funds, and direct mutual fund programs, firmly anchored in principles of full-service delivery, professionalism, and personal attention.

Latest 13F Filing Activity

Sigma Planning Corp. filed their most recent 13F report on Jun 30, 2025 disclosing 1,216 equity positions and 6 options positions with a total 13F market value of $3B. The fund increased holdings in Nvidia Corporation, Ishares TR, Amazon Com Inc. among other positions. Sigma Planning Corp. reduced exposure to Apple Inc., Berkshire Hathaway Inc. Del, First TR Exchange Traded FD among others.

Top Buys
N
NVDANVIDIA CORPORATION
+$34.1M
I
IDVISHARES TR
+$13.6M
A
AMZNAMAZON COM INC
+$10.6M
M
MSFTMICROSOFT CORP
+$10.4M
I
IVVISHARES TR
+$9.9M
Top Sells
A
AAPLAPPLE INC
-$20.6M
B
BRK-BBERKSHIRE HATHAWAY INC DEL
-$6.4M
F
FVFIRST TR EXCHANGE TRADED FD
-$5.4M
M
MOATVANECK ETF TRUST
-$5.3M
B
BYLDISHARES TR
-$4.9M

Top Holdings

I
IVVISHARES TR
+5.8%$191.3M
A
AAPLAPPLE INC
+4.0%$133.7M
N
NVDANVIDIA CORPORATION
+3.3%$109.4M
A
AMZNAMAZON COM INC
+2.3%$76.2M
Q
QQQINVESCO QQQ TR
+2.2%$73.1M

Equity Positions (1,216)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
ISHARES TR5.75%$191.3M308,031$420.59$620.90+$9.9M
APPLE INC4.02%$133.7M651,503$128.33$205.17-$20.6M
NVIDIA CORPORATION3.29%$109.4M692,356$49.86$157.99+$34.1M
AMAZON COM INC2.29%$76.2M347,130$145.46$219.39+$10.6M
INVESCO QQQ TR2.20%$73.1M132,487$346.50$551.64+$9.2M

Options Positions (6)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
UBER TECHNOLOGIES INCNew
Call
$269.1K202$93.30$93.30+202+$269.1K
APPLE INCNew
Call
$265.1K310$205.17$205.17+310+$265.1K
NVIDIA CORPORATIONNew
Call
$250.6K49$157.99$157.99+49+$250.6K
SPDR S&P 500 ETF TRNew
Put
$101.4K362$617.85$617.85+362+$101.4K
XEROX HOLDINGS CORPSold
Put
$9.9K802$5.27$9.61-289-$95.4K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+5.3%
ELECTRONIC COMPUTERS
+4.6%
SERVICES-PREPACKAGED SOFTWARE
+4.1%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+3.5%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.2%