Sigma Planning Corp.
Sigma Planning Corporation (SPC) is an independent financial advisory firm, headquartered in Ann Arbor, Michigan, and founded in 1983. It is affiliated with Sigma Financial Corporation, forming a comprehensive financial services group that offers financial planning, portfolio management, and consulting to both individual and institutional clients. SPC employs more than 800 representatives and services clients nationwide, catering to high-net-worth and non-high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm is recognized for personalized client service and disciplined investment management.
Investment Strategy
Sigma Planning Corporation and its representatives employ various investment strategies, including charting and technical analysis, fundamental and cyclical analysis, long-term and short-term purchases, margin transactions, and options trading. SPC emphasizes appropriate asset allocation, consistent monitoring, and disciplined rebalancing tailored to individual client objectives. The firm distinguishes itself with a comprehensive, client-focused approach, aiming for financial planning today to achieve financial freedom tomorrow. SPC manages portfolios both on a discretionary and non-discretionary basis and offers tailored solutions for retirement plans, donor-advised funds, and direct mutual fund programs, firmly anchored in principles of full-service delivery, professionalism, and personal attention.
Top Holdings
Equity Positions (1,216)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 5.75% | $191.3M | 308,031 | $420.59 | $620.90 | +$9.9M |
A AAPL | APPLE INC | 4.02% | $133.7M | 651,503 | $128.33 | $205.17 | -$20.6M |
N NVDA | NVIDIA CORPORATION | 3.29% | $109.4M | 692,356 | $49.86 | $157.99 | +$34.1M |
A AMZN | AMAZON COM INC | 2.29% | $76.2M | 347,130 | $145.46 | $219.39 | +$10.6M |
Q QQQ | INVESCO QQQ TR | 2.20% | $73.1M | 132,487 | $346.50 | $551.64 | +$9.2M |
Options Positions (6)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
U UBER | UBER TECHNOLOGIES INC | New | Call | $269.1K | 202 | $93.30 | $93.30 | +202 | +$269.1K |
A AAPL | APPLE INC | New | Call | $265.1K | 310 | $205.17 | $205.17 | +310 | +$265.1K |
N NVDA | NVIDIA CORPORATION | New | Call | $250.6K | 49 | $157.99 | $157.99 | +49 | +$250.6K |
S SPY | SPDR S&P 500 ETF TR | New | Put | $101.4K | 362 | $617.85 | $617.85 | +362 | +$101.4K |
X XRX | XEROX HOLDINGS CORP | Sold | Put | $9.9K | 802 | $5.27 | $9.61 | -289 | -$95.4K |