Mai Capital Management
MAI Capital Management is an independent registered investment adviser headquartered in Independence, Ohio. Founded in 1973, the firm provides comprehensive wealth management, investment management, and advisory services to high-net-worth individuals, families, institutional clients, and retirement plans. As of 2025, MAI has an employee base of nearly 500, serving clients throughout the United States with customized financial solutions and a focus on long-term client relationships.
Investment Strategy
MAI Capital Management employs a client-centric investment strategy focused on disciplined portfolio construction and risk management, leveraging both active and passive investment approaches. The firm provides customized solutions using diversified asset allocation, including equities, fixed income, and alternative investments, based on each client's objectives, risk tolerance, and financial goals. MAI incorporates rigorous research and ongoing portfolio monitoring to adapt strategies to changing markets, with an emphasis on long-term growth and preservation of capital.
Top Holdings
Equity Positions (3,684)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 7.40% | $1.07B | 1,724,153 | $396.47 | $620.90 | +$147.7M |
S SPY | SPDR S&P 500 ETF TR | 3.33% | $482.6M | 781,145 | $344.58 | $617.85 | +$59.5M |
M MSFT | MICROSOFT CORP | 3.18% | $460.9M | 926,612 | $217.05 | $497.41 | +$103.0M |
A AAPL | APPLE INC | 2.67% | $387.1M | 1,886,893 | $115.30 | $205.17 | -$30.1M |
I IJH | ISHARES TR | 2.27% | $328.3M | 5,293,658 | $50.57 | $62.02 | +$43.4M |
Options Positions (10)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SHW | SHERWIN WILLIAMS CO | Bought | Put | $5.3M | 154 | $343.36 | $321.74 | +84 | +$2.8M |
M MSFT | MICROSOFT CORP | Sold | Put | $4.9M | 99 | $497.41 | $259.36 | -6 | +$982.8K |
C CDNS | CADENCE DESIGN SYSTEM INC | Sold | Put | $4.3M | 138 | $308.15 | $197.99 | -1 | +$717.3K |
A AAPL | APPLE INC | Bought | Call | $4.2M | 205 | $205.17 | $205.83 | +202 | +$4.1M |
A AAPL | APPLE INC | Sold | Put | $4.1M | 202 | $205.17 | $179.65 | -40 | -$1.2M |
Industry Allocation
Investment Team (10)
| Name | Role | Location | |
|---|---|---|---|
 | Sr. Portfolio Manager | Cincinnati, OH , United States | |
 | Portfolio Manager | Solon, OH , United States | |
 | Co-Regional President, Managing Director | Philadelphia, PA , United States | |
 | Regional President, Senior Managing Director | St. Louis, MO , United States | |
K Kurt Nye | Managing Partner, Chief Investment Officer | Cleveland, OH , United States | |
R Robert Hamer | Managing Director | Northbrook, IL , United States | |
 | Partner and Managing Director | Cleveland, OH , United States | |
 | Regional President | Little Rock, AR , United States | |
J John Ciancibello | Managing Director | Cleveland, OH , United States | |
W William Collins | Managing Director | Burlington, MA , United States |