Mai Capital Management
MAI Capital Management is an independent registered investment adviser headquartered in Independence, Ohio. Founded in 1973, the firm provides comprehensive wealth management, investment management, and advisory services to high-net-worth individuals, families, institutional clients, and retirement plans. As of 2025, MAI has an employee base of nearly 500, serving clients throughout the United States with customized financial solutions and a focus on long-term client relationships.
Investment Strategy
MAI Capital Management employs a client-centric investment strategy focused on disciplined portfolio construction and risk management, leveraging both active and passive investment approaches. The firm provides customized solutions using diversified asset allocation, including equities, fixed income, and alternative investments, based on each client's objectives, risk tolerance, and financial goals. MAI incorporates rigorous research and ongoing portfolio monitoring to adapt strategies to changing markets, with an emphasis on long-term growth and preservation of capital.
Latest 13F Filing Activity
Mai Capital Management filed their most recent 13F report on Jun 30, 2025 disclosing 3,684 equity positions and 183 options positions with a total 13F market value of $14B. The fund increased holdings in Ishares TR, Microsoft Corp., Broadcom Inc. among other positions. Mai Capital Management reduced exposure to Apple Inc., Unitedhealth Group Inc., Eli Lilly & Co. among others.
Top Holdings
Equity Positions (3,684)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 7.40% | $1.07B | 1,724,153 | $396.47 | $620.90 | +$147.7M |
S SPY | SPDR S&P 500 ETF TR | 3.33% | $482.6M | 781,145 | $344.58 | $617.85 | +$59.5M |
M MSFT | MICROSOFT CORP | 3.18% | $460.9M | 926,612 | $217.05 | $497.41 | +$103.0M |
A AAPL | APPLE INC | 2.67% | $387.1M | 1,886,893 | $115.30 | $205.17 | -$30.1M |
I IJH | ISHARES TR | 2.27% | $328.3M | 5,293,658 | $50.57 | $62.02 | +$43.4M |
Options Positions (10)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SHW | SHERWIN WILLIAMS CO | Bought | Put | $5.3M | 154 | $343.36 | $321.74 | +84 | +$2.8M |
M MSFT | MICROSOFT CORP | Sold | Put | $4.9M | 99 | $497.41 | $259.36 | -6 | +$982.8K |
C CDNS | CADENCE DESIGN SYSTEM INC | Sold | Put | $4.3M | 138 | $308.15 | $197.99 | -1 | +$717.3K |
A AAPL | APPLE INC | Bought | Call | $4.2M | 205 | $205.17 | $205.83 | +202 | +$4.1M |
A AAPL | APPLE INC | Sold | Put | $4.1M | 202 | $205.17 | $179.65 | -40 | -$1.2M |
Industry Allocation
Investment Team (23)
| Name | Role | Location | |
|---|---|---|---|
 | Sr. Portfolio Manager | Cincinnati, OH , United States | |
 | Portfolio Manager, Director | Boston, MA , United States | |
 | Chief Equity Strategist and Senior Portfolio Manager | New York, NY , United States | |
 | Group Head | Managing Director | MAI Retirement | Ponte Vedra Beach, FL , United States | |
 | Portfolio Management Analyst, Senior Associate | Cleveland, OH , United States | |
 | Portfolio Manager | Solon, OH , United States | |
 | Co-Regional President, Managing Director | Philadelphia, PA , United States | |
 | Regional President, Senior Managing Director | St. Louis, MO , United States | |
K Kurt Nye | Managing Partner, Chief Investment Officer | Cleveland, OH , United States | |
R Robert Hamer | Managing Director | Northbrook, IL , United States |
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