Neos Investment Management LLC
NEOS Investment Management LLC is an SEC-registered investment adviser headquartered in Westport, Connecticut, at 13 Riverside Avenue. Founded in 2022, the firm manages over $8 billion in assets, primarily serving investment companies such as ETFs. NEOS focuses on options-based strategies and provides portfolio management services to its clients. The firm employs approximately 21 people, including investment professionals and brokers.
Investment Strategy
NEOS Investment Management LLC specializes in options-based investment strategies, aiming to deliver enhanced income and risk-managed total returns. The firm designs its portfolios around rules-based approaches that seek to capture premium income through options and provide diversified exposure, particularly to large-cap U.S. equities and technology stocks. Its philosophy centers on using systematic derivatives overlays to add incremental yield while managing downside risk for ETF products and institutional clients.
Latest 13F Filing Activity
Neos Investment Management LLC filed their most recent 13F report on Jun 30, 2025 disclosing 611 equity positions with a total 13F market value of $8B. The fund increased holdings in Nvidia Corporation, Microsoft Corp., Broadcom Inc. among other positions. Neos Investment Management LLC reduced exposure to Unitedhealth Group Inc., Wesco Intl Inc., Applied Indl Technologies in among others.
Top Holdings
Equity Positions (611)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 7.12% | $574.8M | 3,638,099 | $115.01 | $157.99 | +$294.5M |
M MSFT | MICROSOFT CORP | 6.83% | $552.0M | 1,109,718 | $421.19 | $497.41 | +$257.9M |
A AAPL | APPLE INC | 5.57% | $449.8M | 2,192,436 | $208.41 | $205.17 | +$98.8M |
A AMZN | AMAZON COM INC | 3.87% | $312.6M | 1,424,994 | $190.22 | $219.39 | +$115.8M |
A AVGO | BROADCOM INC | 3.14% | $253.7M | 920,290 | $185.58 | $275.65 | +$152.1M |