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Rockefeller Capital Management L.P.

CIK:0001739439
Asset Manager
$85B AUM
1,714 holdings
New York, NY, United States
Founded:2018
600 employees
Latest filing:Jun 30, 2025

Rockefeller Capital Management L.P., based at 45 Rockefeller Plaza in New York, NY, is an independent financial services firm established in 2018. It offers a comprehensive suite of services, including global family office, wealth management, asset management, and strategic advisory, primarily serving high net-worth and ultra-high net-worth individuals, families, and institutions. The firm operates through subsidiaries such as Rockefeller Financial and Rockefeller & Co., providing investment advice, securities transactions, and investment banking services. Rockefeller Capital Management has hundreds of employees across its divisions, cementing its status as a leading advisor and asset manager within the U.S. financial services landscape.

Investment Strategy

Rockefeller Capital Management employs a multi-faceted investment strategy focused on tailored wealth and asset management for high-net-worth and ultra-high-net-worth clients. The firm integrates comprehensive financial planning, global asset allocation, and environmental, social, and governance (ESG) principles, with a disciplined approach to risk management and portfolio diversification. In addition to traditional asset classes, the firm provides access to alternative investments and customized strategies, leveraging deep market research and a client-centric advisory model to optimize long-term financial outcomes.

Latest 13F Filing Activity

Rockefeller Capital Management L.P. filed their most recent 13F report on Jun 30, 2025 disclosing 1,691 equity positions with a total 13F market value of $46B. The fund increased holdings in Microsoft Corp., Nvidia Corporation, Broadcom Inc. among other positions. Rockefeller Capital Management L.P. reduced exposure to Salesforce Inc., Synopsys Inc., Unitedhealth Group Inc. among others.

Top Buys
M
MSFTMICROSOFT CORP
+$755.7M
N
NVDANVIDIA CORPORATION
+$488.0M
A
AVGOBROADCOM INC
+$327.8M
A
AMZNAMAZON COM INC
+$227.3M
M
METAMETA PLATFORMS INC
+$196.2M
Top Sells
C
CRMSALESFORCE INC
-$1.32B
S
SNPSSYNOPSYS INC
-$135.6M
U
UNHUNITEDHEALTH GROUP INC
-$93.8M
A
AAPLAPPLE INC
-$46.1M
R
RGAREINSURANCE GRP OF AMERICA I
-$39.7M

Top Holdings

M
MSFTMICROSOFT CORP
+4.2%$1.92B
S
SPYSPDR S&P 500 ETF TR
+3.6%$1.64B
N
NVDANVIDIA CORPORATION
+2.9%$1.32B
A
AAPLAPPLE INC
+2.8%$1.29B
A
AMZNAMAZON COM INC
+2.5%$1.16B

Equity Positions (1,691)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
MICROSOFT CORP4.21%$1.92B3,845,216$247.87$497.41+$755.7M
SPDR S&P 500 ETF TR3.60%$1.64B2,638,464$417.79$617.85+$174.8M
NVIDIA CORPORATION2.90%$1.32B8,340,804$37.55$157.99+$488.0M
APPLE INC2.84%$1.29B6,085,965$107.78$205.17-$46.1M
AMAZON COM INC2.55%$1.16B5,273,298$119.53$219.39+$227.3M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+9.8%
SEMICONDUCTORS & RELATED DEVICES
+6.4%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.5%
ELECTRONIC COMPUTERS
+3.2%
PHARMACEUTICAL PREPARATIONS
+2.7%