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Rockefeller Capital Management L.P.

CIK:0001739439
Asset Manager
$85B AUM
1,714 holdings
New York, NY, United States
Founded:2018
600 employees
Latest filing:Jun 30, 2025

Rockefeller Capital Management L.P., based at 45 Rockefeller Plaza in New York, NY, is an independent financial services firm established in 2018. It offers a comprehensive suite of services, including global family office, wealth management, asset management, and strategic advisory, primarily serving high net-worth and ultra-high net-worth individuals, families, and institutions. The firm operates through subsidiaries such as Rockefeller Financial and Rockefeller & Co., providing investment advice, securities transactions, and investment banking services. Rockefeller Capital Management has hundreds of employees across its divisions, cementing its status as a leading advisor and asset manager within the U.S. financial services landscape.

Investment Strategy

Rockefeller Capital Management employs a multi-faceted investment strategy focused on tailored wealth and asset management for high-net-worth and ultra-high-net-worth clients. The firm integrates comprehensive financial planning, global asset allocation, and environmental, social, and governance (ESG) principles, with a disciplined approach to risk management and portfolio diversification. In addition to traditional asset classes, the firm provides access to alternative investments and customized strategies, leveraging deep market research and a client-centric advisory model to optimize long-term financial outcomes.

Top Buys
M
MSFTMICROSOFT CORP
+$755.7M
N
NVDANVIDIA CORPORATION
+$488.0M
A
AVGOBROADCOM INC
+$327.8M
A
AMZNAMAZON COM INC
+$227.3M
M
METAMETA PLATFORMS INC
+$196.2M
Top Sells
C
CRMSALESFORCE INC
-$1.32B
S
SNPSSYNOPSYS INC
-$135.6M
U
UNHUNITEDHEALTH GROUP INC
-$93.8M
A
AAPLAPPLE INC
-$46.1M
R
RGAREINSURANCE GRP OF AMERICA I
-$39.7M

Top Holdings

M
MSFTMICROSOFT CORP
+4.2%$1.92B
S
SPYSPDR S&P 500 ETF TR
+3.6%$1.64B
N
NVDANVIDIA CORPORATION
+2.9%$1.32B
A
AAPLAPPLE INC
+2.8%$1.29B
A
AMZNAMAZON COM INC
+2.5%$1.16B

Equity Positions (1,691)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
M
MSFT
MICROSOFT CORP4.21%$1.92B3,845,216$247.87$497.41+$755.7M
S
SPY
SPDR S&P 500 ETF TR3.60%$1.64B2,638,464$417.79$617.85+$174.8M
N
NVDA
NVIDIA CORPORATION2.90%$1.32B8,340,804$37.55$157.99+$488.0M
A
AAPL
APPLE INC2.84%$1.29B6,085,965$107.78$205.17-$46.1M
A
AMZN
AMAZON COM INC2.55%$1.16B5,273,298$119.53$219.39+$227.3M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+7.7%
SEMICONDUCTORS & RELATED DEVICES
+6.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+4.8%
ELECTRONIC COMPUTERS
+2.9%
PHARMACEUTICAL PREPARATIONS
+2.8%