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Ae Wealth Management LLC
AE Wealth Management, LLC is an SEC-registered investment adviser headquartered in Topeka, Kansas. Founded in 2016, the firm provides advisory, asset management, financial planning, consulting, and retirement plan services predominantly to individual investors, including both non-high net worth and high net worth clients. As of mid-2025, the firm manages investment accounts for over 87,000 individual clients and a smaller number of pension/profit-sharing plans and businesses. The firm employs over 600 staff, the majority of whom are investor-focused. AE Wealth Management is owned by DDC Holdings, LLC and individual family trusts, under leadership by David Callanan and Cody Foster.
Investment Strategy
AE Wealth Management delivers tailored investment advisory services through licensed representatives and direct asset management. They manage discretionary accounts, selecting individual securities according to each client's financial situation, investment objectives, and risk tolerance. Their offering includes model portfolio solutions, ERISA retirement plan services, and financial planning. Portfolio construction and management emphasize customization and responsiveness to changes in client objectives, with the ability to accommodate specific investment restrictions and preferences.
Latest 13F Filing Activity
Ae Wealth Management LLC filed their most recent 13F report on Jun 30, 2025 disclosing 2,055 equity positions and 10 options positions with a total 13F market value of $14B. The fund increased holdings in Nvidia Corporation, Capitol Ser TR, Microsoft Corp. among other positions. Ae Wealth Management LLC reduced exposure to Unitedhealth Group Inc., Vanguard Scottsdale FDS, Ishares TR among others.
Top Holdings
Equity Positions (2,055)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 3.17% | $434.1M | 2,747,675 | $67.49 | $157.99 | +$160.4M |
M MSFT | MICROSOFT CORP | 2.99% | $408.9M | 821,982 | $313.14 | $497.41 | +$101.8M |
A AAPL | APPLE INC | 2.71% | $370.1M | 1,803,941 | $138.80 | $205.17 | -$6.2M |
V VNLA | JANUS DETROIT STR TR | 2.45% | $335.1M | 6,810,378 | $48.48 | $49.20 | +$45.2M |
A AMZN | AMAZON COM INC | 1.95% | $266.9M | 1,216,520 | $155.44 | $219.39 | +$71.5M |
Options Positions (10)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TR | New | Call | $934 | 1 | $551.64 | $551.64 | +1 | +$934 |
I IAU | ISHARES GOLD TR | New | Call | $219 | 1 | $62.36 | $62.36 | +1 | +$219 |
P PLTR | PALANTIR TECHNOLOGIES INC | New | Call | $210 | 2 | $136.32 | $136.32 | +2 | +$210 |
U UBER | UBER TECHNOLOGIES INC | New | Call | $155 | 1 | $93.30 | $93.30 | +1 | +$155 |
C CRWD | CROWDSTRIKE HLDGS INC | New | Call | $105 | 1 | $509.31 | $509.31 | +1 | +$105 |
Industry Allocation
Investment Team (7)
| Name | Role | Location | |
|---|---|---|---|
 | Trader | Topeka, KS , United States | |
 | Trading Reconciliation Associate | Topeka, KS , United States | |
 | Research Analyst | Kansas City, MO , United States | |
 | Chief Investment Officer | Topeka, KS , United States | |
 | Trading Service Associate | United States | |
 | Trader | Topeka, KS , United States | |
 | Chief Investment Officer | Topeka, KS , United States |
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