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Elm3 Financial Group, LLC
ELM3 Financial Group, LLC is an investment advisory firm headquartered in Alpharetta, Georgia, USA. The firm was formed in 2022 and manages assets for individual investors, particularly high net worth individuals, across diversified portfolios. With approximately 5 employees, ELM3 provides investment management and financial advisory services tailored toward helping individuals and families achieve their wealth and retirement goals.
Investment Strategy
ELM3 Financial Group, LLC primarily manages discretionary investment portfolios for individuals and high net worth clients, focusing on a diversified selection of equities and ETFs. The firm's strategy aims to balance growth and risk by investing in a combination of large-cap stocks, technology leaders, and income-generating vehicles such as ETFs and closed-end funds. Portfolio construction is driven by client goals, risk tolerance, and an emphasis on achieving long-term capital appreciation while providing some current income. There is a noticeable tilt towards major US equities and select diversified funds, evidenced by holdings like Amazon, Nvidia, Microsoft, and a variety of index and fixed income ETFs.
Latest 13F Filing Activity
Elm3 Financial Group, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 108 equity positions with a total 13F market value of $122M. The fund increased holdings in Home Depot Inc., Broadcom Inc., Nvidia Corporation among other positions. Elm3 Financial Group, LLC reduced exposure to Invesco Actively Managed Exc, Blackrock Etf Trust II, Eli Lilly & Co. among others.
Top Holdings
Equity Positions (108)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 6.96% | $8.5M | 45,513 | $134.29 | $186.58 | +$745.4K |
A AMZN | AMAZON COM INC | 6.81% | $8.3M | 37,810 | $205.49 | $219.57 | -$159.1K |
A AVGO | BROADCOM INC | 4.73% | $5.8M | 17,502 | $231.84 | $329.91 | +$745.4K |
I ICLO | INVESCO ACTIVELY MANAGED EXC | 4.59% | $5.6M | 218,386 | $25.64 | $25.61 | -$932.7K |
M MSFT | MICROSOFT CORP | 4.46% | $5.4M | 10,512 | $421.50 | $517.95 | -$142.4K |
Industry Allocation
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