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Focused Wealth Management, Inc.
Focused Wealth Management, Inc. is an independent Registered Investment Advisor headquartered in Newburgh, NY. Founded in 2010 by Philip J. DeAngelo, the firm delivers asset management and financial advisory services to individuals, charities, corporations, trusts, endowments, pension funds, foundations, and municipal entities in the United States. As of July 2025, the firm manages $1.9 billion in assets and employs 19 professionals. Focused Wealth is known for serving a wide range of clients with customized investment strategies and ongoing portfolio management.
Investment Strategy
Focused Wealth Management offers discretionary and non-discretionary portfolio management with a strong emphasis on diversification among exchange-traded funds (ETFs), individual equities, mutual funds, and bonds tailored to client investment objectives. The firm uses quantitative and qualitative screening to select securities, regularly reviews holdings and managers, and applies risk analysis including macroeconomic and legislative considerations. Specialized programs include proprietary and third-party wrap fee offerings, with ongoing suitability and performance monitoring. Continuous oversight by an internal Investment Management Committee ensures portfolios align with clients' risk tolerances and long-term goals.
Latest 13F Filing Activity
Focused Wealth Management, Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 181 equity positions and 25 options positions with a total 13F market value of $939M. The fund increased holdings in Vanguard Instl Index FD, Vanguard Index FDS, Invesco QQQ TR among other positions. Focused Wealth Management, Inc. reduced exposure to Nuveen S&P 500 Buy-write Inc., Bank America Corp., Vistra Corp. among others.
Top Holdings
Equity Positions (181)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPYG | SPDR SERIES TRUST | 16.00% | $150.3M | 1,438,342 | $43.66 | $104.51 | +$10.0M |
V VTV | VANGUARD INDEX FDS | 13.01% | $122.2M | 655,219 | $127.27 | $186.49 | +$11.9M |
Q QQQ | INVESCO QQQ TR | 11.29% | $106.1M | 176,686 | $367.01 | $600.37 | +$10.2M |
V VCIT | VANGUARD SCOTTSDALE FDS | 4.44% | $41.7M | 495,624 | $80.91 | $84.11 | +$4.3M |
V VWO | VANGUARD INTL EQUITY INDEX F | 3.08% | $29.0M | 534,581 | $39.38 | $54.18 | +$3.5M |
Options Positions (25)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
A AAPL | APPLE INC | New | Call | $4.7M | 185 | $254.63 | $254.63 | +185 | +$4.7M |
P PFE | PFIZER INC | New | Call | $1.2M | 490 | $25.48 | $25.48 | +490 | +$1.2M |
M MMM | 3M CO | New | Call | $1.1M | 68 | $155.18 | $155.18 | +68 | +$1.1M |
A AMZN | AMAZON COM INC | Bought | Call | $944.2K | 43 | $219.57 | $219.57 | +43 | +$944.2K |
M META | META PLATFORMS INC | New | Call | $881.3K | 12 | $734.38 | $734.38 | +12 | +$881.3K |
Industry Allocation
Investment Team (2)
| Name | Role | Location | |
|---|---|---|---|
 | Investment Associate | New York, NY , United States | |
 | Founder and Chief Investment Officer | Chapel Hill, NC , United States |
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