Focused Wealth Management, Inc.
Focused Wealth Management, Inc. is an independent Registered Investment Advisor headquartered in Newburgh, NY. Founded in 2010 by Philip J. DeAngelo, the firm delivers asset management and financial advisory services to individuals, charities, corporations, trusts, endowments, pension funds, foundations, and municipal entities in the United States. As of July 2025, the firm manages $1.9 billion in assets and employs 19 professionals. Focused Wealth is known for serving a wide range of clients with customized investment strategies and ongoing portfolio management.
Investment Strategy
Focused Wealth Management offers discretionary and non-discretionary portfolio management with a strong emphasis on diversification among exchange-traded funds (ETFs), individual equities, mutual funds, and bonds tailored to client investment objectives. The firm uses quantitative and qualitative screening to select securities, regularly reviews holdings and managers, and applies risk analysis including macroeconomic and legislative considerations. Specialized programs include proprietary and third-party wrap fee offerings, with ongoing suitability and performance monitoring. Continuous oversight by an internal Investment Management Committee ensures portfolios align with clients' risk tolerances and long-term goals.
Top Holdings
Equity Positions (181)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPYG | SPDR SERIES TRUST | 16.00% | $150.3M | 1,438,342 | $43.66 | $104.51 | +$10.0M |
V VTV | VANGUARD INDEX FDS | 13.01% | $122.2M | 655,219 | $127.27 | $186.49 | +$11.9M |
Q QQQ | INVESCO QQQ TR | 11.29% | $106.1M | 176,686 | $367.01 | $600.37 | +$10.2M |
V VCIT | VANGUARD SCOTTSDALE FDS | 4.44% | $41.7M | 495,624 | $80.91 | $84.11 | +$4.3M |
V VWO | VANGUARD INTL EQUITY INDEX F | 3.08% | $29.0M | 534,581 | $39.38 | $54.18 | +$3.5M |
Options Positions (10)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
A AAPL | APPLE INC | New | Call | $4.7M | 185 | $254.63 | $254.63 | +185 | +$4.7M |
P PFE | PFIZER INC | New | Call | $1.2M | 490 | $25.48 | $25.48 | +490 | +$1.2M |
M MMM | 3M CO | New | Call | $1.1M | 68 | $155.18 | $155.18 | +68 | +$1.1M |
A AMZN | AMAZON COM INC | Bought | Call | $944.2K | 43 | $219.57 | $219.57 | +43 | +$944.2K |
M META | META PLATFORMS INC | New | Call | $881.3K | 12 | $734.38 | $734.38 | +12 | +$881.3K |