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John G Ullman & Associates Inc.
John G. Ullman & Associates, Inc. is a comprehensive wealth management and registered investment advisory firm headquartered in Horseheads, NY, with locations in New York and North Carolina. Founded in 1978, JGUA provides a full suite of services including financial planning, investment management, tax planning and preparation, retirement planning, charitable giving, and estate planning. Serving primarily individuals and high-net-worth families, the firm has over 75 employees and is known for its client-centric, fiduciary approach.
Investment Strategy
JGUA employs a balanced and diversified investment strategy tailored to each client's individual goals, risk tolerance, and life stage. The investment management approach uses in-house CFA charterholders and an investment committee to design portfolios diversified across risk levels and sectors. Emphasizing long-term planning, tax efficiency, and legacy considerations, JGUA aligns investment strategies with broader financial planning for individuals and families, aiming for comprehensive wealth preservation and growth. The firm provides proactive planning, ongoing evaluation, and seeks to deliver financial security across market cycles.
Latest 13F Filing Activity
John G Ullman & Associates Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 172 equity positions with a total 13F market value of $674M. The fund increased holdings in Broadcom Inc., Taiwan Semiconductor M F Spons, Emerson Elec Co. among other positions. John G Ullman & Associates Inc. reduced exposure to Becton Dickinson & Co., Logility Supply Chain, Albemarle Corp. among others.
Top Holdings
Equity Positions (172)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
E EMR | EMERSON ELEC CO | 5.62% | $37.9M | 283,961 | $57.09 | $133.33 | +$6.6M |
T TSM | TAIWAN SEMICONDUCTOR M F SPONS | 4.66% | $31.4M | 138,692 | $60.88 | $226.49 | +$8.3M |
G GLW | CORNING INC | 4.37% | $29.5M | 560,239 | $22.66 | $52.59 | +$3.6M |
I IBM | IBM CORP | 3.62% | $24.4M | 82,735 | $130.94 | $294.78 | +$3.7M |
A AVGO | BROADCOM INC | 3.58% | $24.1M | 87,515 | $60.71 | $275.65 | +$9.4M |
Industry Allocation
Investment Team (7)
| Name | Role | Location | |
|---|---|---|---|
 | Security Analyst | Ontario, NY , United States | |
L Lily Quattrini | Trading Department, Asst. Manager | NY , United States | |
 | Securities Research Analyst | NY , United States | |
 | Senior Securities Analyst | Albany, NY , United States | |
 | Senior Associate | Corning, NY , United States | |
 | Equity Research Analyst | United States | |
 | Associate | Rhinebeck, NY , United States |
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