John G Ullman & Associates Inc.
John G. Ullman & Associates, Inc. is a comprehensive wealth management and registered investment advisory firm headquartered in Horseheads, NY, with locations in New York and North Carolina. Founded in 1978, JGUA provides a full suite of services including financial planning, investment management, tax planning and preparation, retirement planning, charitable giving, and estate planning. Serving primarily individuals and high-net-worth families, the firm has over 75 employees and is known for its client-centric, fiduciary approach.
Investment Strategy
JGUA employs a balanced and diversified investment strategy tailored to each client's individual goals, risk tolerance, and life stage. The investment management approach uses in-house CFA charterholders and an investment committee to design portfolios diversified across risk levels and sectors. Emphasizing long-term planning, tax efficiency, and legacy considerations, JGUA aligns investment strategies with broader financial planning for individuals and families, aiming for comprehensive wealth preservation and growth. The firm provides proactive planning, ongoing evaluation, and seeks to deliver financial security across market cycles.
Top Holdings
Equity Positions (172)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
E EMR | EMERSON ELEC CO | 5.62% | $37.9M | 283,961 | $57.09 | $133.33 | +$6.6M |
T TSM | TAIWAN SEMICONDUCTOR M F SPONS | 4.66% | $31.4M | 138,692 | $60.88 | $226.49 | +$8.3M |
G GLW | CORNING INC | 4.37% | $29.5M | 560,239 | $22.66 | $52.59 | +$3.6M |
I IBM | IBM CORP | 3.62% | $24.4M | 82,735 | $130.94 | $294.78 | +$3.7M |
A AVGO | BROADCOM INC | 3.58% | $24.1M | 87,515 | $60.71 | $275.65 | +$9.4M |