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Mindset Wealth Management, LLC

CIK:0002044232
Investment Adviser
$345M AUM
153 holdings
Indianapolis, IN, US
Founded:2024
9 employees
Latest filing:Jun 30, 2025

Mindset Wealth Management, LLC is a privately-owned Registered Investment Adviser (RIA) firm headquartered in Indianapolis, Indiana. Founded in 2024, the firm specializes in asset management, financial planning, trust and estate planning, and direct US stock strategies, including options and alternatives. Led by partners James 'Louie' Humphries, Mark Vandygriff, and Peter Bjelopetrovich, MWM has grown rapidly in its first year to serve families, business owners, and individual investors seeking highly personalized, transparent, and ethically-driven investment management. As of 2025, MWM has approximately 9 employees and manages $345 million in assets for clients seeking a results-oriented, relationship-driven advisory experience.

Investment Strategy

Mindset Wealth Management employs high-level investment strategies centered around individual stock selection, put options, fixed-income alternatives, and covered call strategies. The firm's philosophy emphasizes simplicity, transparency, and deliberate planning over generic or automated solutions, prioritizing client alignment and long-term legacy creation. MWM avoids industry-standard 'one-size-fits-all' fund constructs, instead delivering tailored advice and active portfolio management based on deep human connection, client goals, and real-time market outlooks. Advisors particularly focus on direct management, option overlay techniques, and individualized goal planning for each client.

Top Buys
N
NVDANVIDIA CORPORATION
+$37.0M
Q
QQQINVESCO QQQ TR
+$1.3M
A
AVGOBROADCOM INC
+$1.2M
U
USALIBERTY ALL STAR EQUITY FD
+$1.1M
A
AMZNAMAZON COM INC
+$893.4K
Top Sells
A
AAPLAPPLE INC
-$3.8M
O
OMEROMEROS CORP
-$337.9K
P
PGRPROGRESSIVE CORP
-$283.0K
K
KRYSKRYSTAL BIOTECH INC
-$261.4K
N
NCNONCINO INC
-$242.6K

Top Holdings

N
NVDANVIDIA CORPORATION
+47.5%$145.3M
A
AAPLAPPLE INC
+14.8%$45.3M
C
CMECME GROUP INC
+2.8%$8.6M
A
AMZNAMAZON COM INC
+2.2%$6.6M
M
METAMETA PLATFORMS INC
+1.1%$3.2M

Equity Positions (153)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION47.55%$145.3M919,372$120.36$157.99+$37.0M
A
AAPL
APPLE INC14.83%$45.3M220,771$234.33$205.17-$3.8M
C
CME
CME GROUP INC2.80%$8.6M31,029$220.72$275.62+$328.2K
A
AMZN
AMAZON COM INC2.15%$6.6M29,987$186.91$219.39+$893.4K
M
META
META PLATFORMS INC1.06%$3.2M4,402$572.83$738.09+$660.8K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+49.8%
ELECTRONIC COMPUTERS
+15.0%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+3.0%
SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
+3.0%
SERVICES-PREPACKAGED SOFTWARE
+2.6%