You're signed outSign in or to get full access.
Mindset Wealth Management, LLC
Mindset Wealth Management, LLC is a privately-owned Registered Investment Adviser (RIA) firm headquartered in Indianapolis, Indiana. Founded in 2024, the firm specializes in asset management, financial planning, trust and estate planning, and direct US stock strategies, including options and alternatives. Led by partners James 'Louie' Humphries, Mark Vandygriff, and Peter Bjelopetrovich, MWM has grown rapidly in its first year to serve families, business owners, and individual investors seeking highly personalized, transparent, and ethically-driven investment management. As of 2025, MWM has approximately 9 employees and manages $345 million in assets for clients seeking a results-oriented, relationship-driven advisory experience.
Investment Strategy
Mindset Wealth Management employs high-level investment strategies centered around individual stock selection, put options, fixed-income alternatives, and covered call strategies. The firm's philosophy emphasizes simplicity, transparency, and deliberate planning over generic or automated solutions, prioritizing client alignment and long-term legacy creation. MWM avoids industry-standard 'one-size-fits-all' fund constructs, instead delivering tailored advice and active portfolio management based on deep human connection, client goals, and real-time market outlooks. Advisors particularly focus on direct management, option overlay techniques, and individualized goal planning for each client.
Latest 13F Filing Activity
Mindset Wealth Management, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 153 equity positions with a total 13F market value of $305M. The fund increased holdings in Nvidia Corporation, Invesco QQQ TR, Broadcom Inc. among other positions. Mindset Wealth Management, LLC reduced exposure to Apple Inc., Omeros Corp., Progressive Corp. among others.
Top Holdings
Equity Positions (153)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 47.55% | $145.3M | 919,372 | $120.36 | $157.99 | +$37.0M |
A AAPL | APPLE INC | 14.83% | $45.3M | 220,771 | $234.33 | $205.17 | -$3.8M |
C CME | CME GROUP INC | 2.80% | $8.6M | 31,029 | $220.72 | $275.62 | +$328.2K |
A AMZN | AMAZON COM INC | 2.15% | $6.6M | 29,987 | $186.91 | $219.39 | +$893.4K |
M META | META PLATFORMS INC | 1.06% | $3.2M | 4,402 | $572.83 | $738.09 | +$660.8K |
Industry Allocation
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more