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About
Kate Austin is a Senior Research Associate on the Credit team at Polen Capital Management LLC, based in the Greater Boston area. In her current role, she is primarily responsible for conducting fundamental credit research and supporting investment decisions across leveraged credit, with a focus on high-yield bonds and Collateralized Loan Obligations (CLOs). Her research emphasizes rigorous due diligence and downside protection, contributing to concentrated, high-conviction credit portfolios targeting attractive risk-adjusted returns.
Kate’s sector and asset class expertise centers on leveraged credit markets, including both the US and European high-yield segments as well as specialized CLO strategies. She supports Polen Capital’s disciplined bottom-up investment process, evaluating aspects such as issuers’ competitive moats, growth prospects, capital structures, and balance sheets within public and private credit markets.
Before joining Polen Capital in 2022, Kate was a Senior Analyst at SCS Financial, gaining diverse experience in credit and investment research. She holds an M.B.A. and an M.S. in Finance from Boston College, and a B.F.A. in Dance Performance from Butler University, bringing nearly a decade of industry experience to her role at Polen Capital.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| Polen Capital Management | Research Analyst | Jun 2022 to Present | — |
| SCS Financial | Senior Analyst | Oct 2020 to Jul 2022 | — |
| Adviser Investments | Equity Research Analyst | May 2018 to Oct 2020 | — |
| Wells Fargo Advisors | Financial Advisor - The Grinnell Souza Group of Wells Fargo Advisors | Jul 2016 to May 2018 | Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC. Member SIPC. |
| Credit Suisse | MBA Summer Associate | Jun 2015 to Aug 2015 | — |
Education
Boston College
Master of Business Administration, Corporate Finance
2014 — 2016
Butler University
Bachelor of Fine Arts, Dance Performance
2007 — 2011
Others at Polen Capital Management LLC (15)
| Name | Role | Location |
|---|---|---|
| Research Analyst | Boston, MA , United States | |
| President | Atlanta, GA , United States | |
| Research Analyst | Boston, MA , United States | |
| Research Analyst | Boston, MA , United States | |
| Co-Lead CLOs, Portfolio Manager | New York, NY , United States | |
B Benjamin Santonelli | Portfolio Manager | Waltham, MA , United States |
B Bryan Power | Portfolio Manager, Director of Research and Analyst | Boca Raton, FL , United States |
| Portfolio Manager | London, United Kingdom | |
K Kavi Sud | Research Analyst | Boston, MA , United States |
| Portfolio Manager and Analyst | Hong Kong |
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