Slocum, Gordon & Co. LLP
Slocum, Gordon & Co. LLP is an independent investment adviser firm headquartered in Newport, Rhode Island. Founded in 1978, the firm specializes in personalized investment management and counsel across individual portfolios, trusts and estates, charitable endowment funds, retirement accounts, and corporate pension funds. Its approach emphasizes capital accumulation and preservation through prudent, research-driven investments customized for each client. The firm is registered with the SEC under the Investment Advisers Act of 1940, retains independent ownership by its partners, and is known for maintaining consistency in management structure and independence. Key clients include individuals, trusts, estates, endowments, and pension plans. The firm employs a small team of experienced professionals.
Investment Strategy
Slocum, Gordon & Co. LLP's investment strategy centers on conservative and prudent management aimed at protecting and enhancing client capital over time. Each portfolio is tailored through a comprehensive analysis of the client's objectives, assets, income, tax requirements, and risk tolerance. The firm invests in a broad range of securities, including exchange-listed, over-the-counter, foreign, municipal, government, and mutual funds. Security selection relies on macroeconomic and company-specific fundamental analysis, the use of proprietary and external research tools, and regular communication with clients. Investment decisions focus on the optimum mix of assets such as equities, fixed income, and cash equivalents, customized for each client's guidelines and changing market conditions.
Top Holdings
Equity Positions (54)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NEE | NEXTERA ENERGY INC | 6.56% | $8.2M | 108,881 | $70.92 | $75.49 | +$707.9K |
J JNJ | JOHNSON & JOHNSON | 6.47% | $8.1M | 43,778 | $176.65 | $185.42 | +$1.4M |
M MRK | MERCK & CO INC | 6.36% | $8.0M | 94,968 | $110.67 | $83.93 | +$531.5K |
X XOM | EXXON MOBIL CORP | 6.31% | $7.9M | 70,168 | $111.46 | $112.75 | +$452.4K |
P PG | PROCTER AND GAMBLE CO | 6.18% | $7.8M | 50,450 | $151.59 | $153.65 | -$154.8K |