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Uhlmann Price Securities, LLC

CIK:0001035344
Investment Adviser
$16M AUM
187 holdings
Chicago, IL, United States
Founded:1997
25 employees
Latest filing:Jun 30, 2025

Uhlmann Price Securities, LLC is a privately owned, full-service brokerage and wealth management firm headquartered in Chicago, Illinois. Founded in 1997, the firm provides a broad range of investment products and advisory services to private clients, high-net-worth individuals, and large institutions. With fewer than 25 employees, its team brings over a century of combined experience across equity, fixed income, commodity, and alternative investment strategies. The firm serves clients seeking comprehensive asset management, portfolio consulting, and institutional solutions.

Investment Strategy

Uhlmann Price Securities offers a modern, interactive approach tailored to constructing portfolios designed to address the unique goals and risk tolerances of its diverse client base. Utilizing a wide range of asset classes—including equities, commodities, alternative strategies, and fixed income—the firm leverages experienced management and insightful market analysis to provide value-added, personalized investment advice. The firm emphasizes diversification and the proactive adaptation of portfolios in response to market opportunities and client objectives.

Top Buys
J
JPMJPMORGAN CHASE & CO.
+$4.1M
M
MSFTMICROSOFT CORP
+$1.6M
C
CAVACAVA GROUP INC
+$1.1M
P
PEPPEPSICO INC
+$828.6K
I
INTUINTUIT
+$782.1K
Top Sells
U
USFRWISDOMTREE TR
-$2.6M
U
UBERUBER TECHNOLOGIES INC
-$878.0K
C
CMECME GROUP INC
-$850.3K
D
DLNWISDOMTREE TR
-$754.3K
D
DHSWISDOMTREE TR
-$732.3K

Top Holdings

U
USFRWISDOMTREE TR
+12.2%$17.0M
I
INTUINTUIT
+4.8%$6.7M
B
BXBLACKSTONE INC
+4.2%$5.9M
J
JPMJPMORGAN CHASE & CO.
+2.9%$4.1M
G
GSGOLDMAN SACHS GROUP INC
+2.2%$3.0M

Equity Positions (184)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
U
USFR
WISDOMTREE TR12.16%$17.0M338,567$50.27$50.31-$2.6M
I
INTU
INTUIT4.80%$6.7M8,535$620.79$787.63+$782.1K
B
BX
BLACKSTONE INC4.21%$5.9M39,403$153.48$149.58+$266.6K
J
JPM
JPMORGAN CHASE & CO.2.95%$4.1M14,252$289.91$289.91+$4.1M
G
GS
GOLDMAN SACHS GROUP INC2.16%$3.0M4,289$497.79$707.75+$677.0K

Options Positions (1)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
P
PFE
PFIZER INCSold
Call
$2788$24.24$26.98-3-$208

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+9.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+4.8%
CRUDE PETROLEUM & NATURAL GAS
+4.6%
INVESTMENT ADVICE
+4.2%
NATIONAL COMMERCIAL BANKS
+3.3%