Peak Asset Management, LLC
Peak Asset Management, LLC is an SEC-registered investment adviser headquartered in Louisville, Colorado, established in 1994. With approximately 16 employees, the firm delivers discretionary investment management and supervisory services primarily to individual investors, especially high-net-worth individuals. They offer services such as investment analysis, portfolio allocation, ongoing monitoring, and financial planning, operating on a fiduciary, fee-based structure and subject to a Code of Ethics. The firm is regulated by the SEC and has a transparent fee structure without performance-based fees.
Investment Strategy
Peak Asset Management's strategy focuses on discretionary investment management for individuals—mainly high-net-worth—by allocating client assets across cash, individual stocks, bonds, ETFs, and mutual funds. The firm employs investment analysis, portfolio diversification, and ongoing monitoring to manage risk and maximize long-term growth. They utilize third-party platforms for managing held-away assets and provide financial planning in addition to investment management, abiding by fiduciary standards and full conflict of interest disclosures.
Top Holdings
Equity Positions (148)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
M MSFT | MICROSOFT CORP | 5.47% | $29.8M | 60,011 | $59.54 | $497.41 | +$6.9M |
A AAPL | APPLE INC | 4.44% | $24.2M | 118,034 | $32.35 | $205.17 | -$1.8M |
J JPM | JPMORGAN CHASE & CO. | 4.28% | $23.3M | 80,513 | $81.84 | $289.91 | +$3.4M |
V VGSH | VANGUARD SCOTTSDALE FDS | 3.74% | $20.4M | 347,029 | $59.27 | $58.78 | +$1.5M |
B BILS | SPDR SERIES TRUST | 3.62% | $19.8M | 198,943 | $99.45 | $99.43 | +$240.9K |
Options Positions (2)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
U UNH | UNITEDHEALTH GROUP INC | New | Call | $62.4K | 2 | $311.97 | $311.97 | +2 | +$62.4K |
V VFC | V F CORP | Bought | Call | $23.5K | 20 | $11.75 | $17.90 | +5 | +$220 |