Empire Financial Management Company, LLC
Empire Financial Management Company, LLC is a SEC-registered investment advisory firm headquartered in New York, NY. Founded prior to 2011, the firm offers financial planning and advisory services primarily to high-net-worth individuals as well as other individual investors. With 12 employees (majority in investment roles), the firm manages over $519 million in client assets as of March 2025 and serves more than 1,000 client accounts, focusing chiefly on wealth management and planning for affluent clients.
Investment Strategy
Empire Financial Management Company, LLC provides discretionary and non-discretionary investment management services, with the vast majority of assets managed on a discretionary basis. The firm's approach emphasizes tailored portfolio construction for high-net-worth and individual investors, with significant holdings in major U.S. equities such as Microsoft, JPMorgan, Apple, and Amazon. The firm focuses on diversified asset allocation, long-term capital appreciation, and risk management aimed at meeting clients' specific financial goals.
Top Holdings
Equity Positions (194)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
D DSTL | ETF SERIES SOLUTIONS | 3.93% | $13.6M | 246,129 | $43.91 | $55.35 | +$1.6K |
M MSFT | MICROSOFT CORP | 3.92% | $13.6M | 27,314 | $288.93 | $497.41 | +$3.3M |
J JPM | JPMORGAN CHASE & CO | 3.33% | $11.5M | 39,819 | $136.04 | $289.91 | +$1.8M |
A AAPL | APPLE INC | 2.51% | $8.7M | 42,473 | $171.35 | $205.17 | -$944.9K |
A AMZN | AMAZON.COM INC | 2.40% | $8.3M | 37,940 | $165.21 | $219.39 | +$1.7M |