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United Asset Strategies, Inc.
United Asset Strategies, Inc. is an SEC-registered investment adviser headquartered in Garden City, NY. Founded in 1983, the firm serves predominantly high net worth individuals and manages diversified equity and fixed income portfolios. United Asset Strategies has approximately 32 employees and focuses on delivering investment management, financial planning, and related services. Its clientele is primarily high net worth individuals, with some institutional relationships.
Investment Strategy
United Asset Strategies employs a diversified strategy, actively managing both equity and fixed income portfolios. The firm invests in large-cap technology leaders, growth stocks, ETFs, and fixed income securities, tailoring portfolios to client risk profiles. Its investment philosophy emphasizes fundamental analysis, asset allocation, and risk management for long-term capital appreciation and wealth preservation. Regular portfolio rebalancing and the addition of new positions are core elements of its active approach.
Latest 13F Filing Activity
United Asset Strategies, Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 249 equity positions with a total 13F market value of $1B. The fund increased holdings in Nvidia Corporation, Alphabet Inc., Apple Inc. among other positions. United Asset Strategies, Inc. reduced exposure to The Cigna Group, Broadcom Inc., Chevron Corp. New among others.
Top Holdings
Equity Positions (249)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 5.88% | $73.3M | 393,079 | $52.82 | $186.58 | +$16.1M |
A AAPL | APPLE INC | 4.67% | $58.2M | 228,650 | $121.36 | $254.63 | +$12.0M |
M MSFT | MICROSOFT CORP | 4.27% | $53.3M | 102,890 | $175.70 | $517.95 | +$1.0M |
| ALPHABET INC | 4.10% | $51.2M | 210,479 | $130.58 | $243.10 | +$12.6M | |
A AMZN | AMAZON COM INC | 3.90% | $48.6M | 221,386 | $129.81 | $219.57 | +$112.0K |
Industry Allocation
Investment Team (4)
| Name | Role | Location | |
|---|---|---|---|
 | Chief Portfolio Strategist | Garden City, NY , United States | |
M M Guy Riccardi | Portfolio Manager | Huntington Station, NY , United States | |
 | Portfolio Manager | New York, NY , United States | |
W Wei Lee | Portfolio Manager | New York, NY , United States |
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